13F Insight
DOSSIER · 13F-HR · Q3 2026

Broadway Wealth Solutions, Inc.

$223M in tracked AUM across 88 positions as of Q3 2026.

BW
CIK 0002021265 · last filed Sep 30, 2026
Total AUM
$223M
as of Q3 2026
Holdings
88
—
positions
Whale Score
62
62
tracked
Activity
—
no data
changes this Q
AI Analysis · Q3 2026
Comprehensive SEC 13F Analysis: Broadway Wealth Solutions, Inc.
1. Portfolio Overview

Broadway Wealth Solutions, Inc. manages a growth-oriented portfolio totaling $187.24 million as of December 31, 2025, distributed across 93 individual holdings. The firm has executed a significant expansion strategy, evidenced by a 41.5% increase in total portfolio value from the previous quarter ($132.35M). This growth is a result of both capital appreciation and substantial capital deployme...

The portfolio exhibits a "Core-and-Satellite" structure with a heavy reliance on ETFs for core exposure, supplemented by individual equities for specific growth opportunities. The turnover rate is notably high; the manager executed 44 distinct trades (22 new positions and 22 exits), representing a substantial restructuring of the portfolio compared to the prior quarter. This activity level suggests a tactical approach to asset allocation rather than a passive buy-and-hold strategy.

2. Key Holdings
Analysis generated by 13F Insight from SEC Form 13F filing data · Q3 2026. Methodology

Quarter at a glance — Q3 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q3 2026.

#HoldingValueSharesWeight
01
SPYM
SPDR SERIES TRUST
$49M547K22.0%02
USTB
VICTORY PORTFOLIOS II
$31M612K13.7%03
FTRB
FEDERATED HERMES ETF TRUST
$29M1.2M13.2%04
AVDE
AMERICAN CENTY ETF TR
$19M212K8.6%05
AVEM
AMERICAN CENTY ETF TR
$9M92K3.9%06
JPIB
J P MORGAN EXCHANGE TRADED F
$8M180K3.8%07
FMDE
FIDELITY COVINGTON TRUST
$8M199K3.6%08
DFIS
DIMENSIONAL ETF TRUST
$5M150K2.4%09
JGRO
J P MORGAN EXCHANGE TRADED F
$5M48K2.1%10
SPTL
SPDR SERIES TRUST
$4M188K2.0%

Filing history

2026Q3Sep 30
$223M▲ 4.2%
88 positionsView →2026Q2Jun 30
$214M▲ 10.7%
92 positionsView →2026Q1Mar 31
$193M▲ 3.3%
95 positionsView →2025Q4Dec 31
$187M▲ 5.0%
93 positionsView →2025Q3Sep 30
$178M▲ 11.0%
97 positionsLocked2025Q2Jun 30
$161M▲ 17.2%
94 positionsLocked2025Q1Mar 31
$137M▲ 3.9%
88 positionsLocked2024Q4Dec 31
$132M—
92 positionsLocked