13F Insight
DOSSIER · 13F-HR · Q1 2026

Cetera Investment Advisers

$94.0B in tracked AUM across 4,790 positions as of Q1 2026.

CI
CIK 0001666741 · last filed Mar 31, 2026
Total AUM
$94.0B
as of Q1 2026
Holdings
4,790
—
positions
Whale Score
59
59
tracked
Activity
—
no data
changes this Q
AI Analysis · Q1 2026

Cetera Investment Advisers, a large RIA network platform, reports $94B in U.S. equity holdings across thousands of positions with a posture heavily weighted toward broad-market ETFs interleaved with outsized mega-cap stock picks. Top individual stock stakes include Apple ($691M), Nvidia ($606M), Microsoft ($439M), and Amazon ($337M)—a Silicon Valley cluster that sits within a predominantly passive wrapper of IVV, SPY, QQQ, and SPDR equity vehicles.

Core ETF Structure

Expect the top 20 positions to include IVV (iShares Core S&P 500), SPY (SPDR S&P 500), QQQ (Invesco QQQ), and VOO weights in the billions or tens-of-billions range. These are not tactical tilts—they are the plumbing through which Cetera's advisor network delivers diversified equity exposure.

Stock-Level View

Within the ETF vehicles, the embedded equity exposure clusters in the largest U.S. names. Because Cetera packages individual SMA and unified managed account holdings into ETF shares, the platform's single-stock 'holdings' are aggregated ETF share counts rather than idiosyncratic stock bets. Apple, Nvidia, Microsoft, Amazon, Meta, and Alphabet are natural beneficiaries of that architecture.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q1 2026. Methodology

Quarter at a glance — Q1 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q1 2026.

#HoldingValueSharesWeight
01
IVV
ISHARES TR
$2.8B4.3M3.0%02
AAPL
APPLE INC
$1.8B7.1M1.9%03
NVDA
NVIDIA CORPORATION
$1.7B9.6M1.8%04
VTV
VANGUARD INDEX FDS
$1.5B7.7M1.6%05
AGG
ISHARES TR
$1.5B15.3M1.6%06
QQQ
INVESCO QQQ TR
$1.3B2.3M1.4%07
VOO
VANGUARD INDEX FDS
$1.2B2.0M1.3%08
SPY
STATE STR SPDR S&P 500 ETF T
$1.2B1.8M1.3%09
VTI
VANGUARD INDEX FDS
$1.1B3.4M1.1%10
MSFT
MICROSOFT CORP
$1.1B2.9M1.1%

Filing history

2026Q1Mar 31
$94.0B▲ 2.7%
4,790 positionsView →2025Q4Dec 31
$91.5B▲ 114.8%
4,685 positionsView →2025Q3Sep 30
$42.6B▼ 28.1%
2,892 positionsView →2025Q2Jun 30
$59.3B▲ 14.8%
4,085 positionsLocked2025Q1Mar 31
$51.6B▲ 7.9%
3,975 positionsLocked2024Q4Dec 31
$47.8B▲ 4.6%
3,762 positionsLocked2024Q3Sep 30
$45.7B▲ 5.3%
3,714 positionsLocked2024Q2Jun 30
$43.4B▲ 2.4%
3,724 positionsLocked2024Q1Mar 31
$42.4B▲ 244.4%
3,696 positionsLocked2023Q4Dec 31
$12.3B▲ 6.3%
2,235 positionsLocked2023Q3Sep 30
$11.6B▼ 2.6%
2,201 positionsLocked2023Q2Jun 30
$11.9B▲ 4.0%
2,192 positionsLocked
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