13F Insight
DOSSIER · 13F-HR · Q4 2025

High Falls Advisors, Inc

$494M in tracked AUM across 144 positions as of Q4 2025.

HF
CIK 0001569139 · last filed Dec 31, 2025
Total AUM
$494M
as of Q4 2025
Holdings
144
—
positions
Whale Score
45
45
tracked
Activity
—
no data
changes this Q
AI Analysis · Q4 2025
Comprehensive Analysis of High Falls Advisors, Inc. SEC 13F Filing
1. Portfolio Overview

High Falls Advisors, Inc. manages a portfolio with a total value of $206.52 million as of September 30, 2025, spread across 58 holdings. This represents a dramatic reduction in portfolio size, with total assets declining by -54.3% from the previous quarter's $451.95 million. This significant decrease is not attributable solely to market performance but rather indicates substantial capital o...

The portfolio is heavily reliant on exchange-traded funds (ETFs), with individual stock selection playing a secondary role. The firm employs a "core-satellite" approach where the bulk of the capital is deployed in broad, diversified funds (the core), with smaller allocations to specific thematic or factor-based ETFs and individual equities (the satellites).

2. Key Holdings

The portfolio is highly concentrated in its top positions, with the top five holdings comprising approximately 67% of the total assets.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q4 2025. Methodology

Quarter at a glance — Q4 2025

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q4 2025.

#HoldingValueSharesWeight
01
IUSB
ISHARES TR
$44M950K9.0%02
IVV
ISHARES TR
$42M61K8.4%03
IVE
ISHARES TR
$35M167K7.2%04
DYNF
BLACKROCK ETF TRUST
$35M568K7.0%05
IVW
ISHARES TR
$29M239K6.0%06
IEMG
ISHARES INC
$27M406K5.5%07
OEF
ISHARES TR
$26M74K5.2%08
EFV
ISHARES TR
$23M322K4.7%09
TLH
ISHARES TR
$18M172K3.5%10
AAPL
APPLE INC
$15M55K3.0%

Filing history

2025Q4Dec 31
$494M▲ 139.0%
144 positionsView →2025Q3Sep 30
$207M▼ 54.3%
58 positionsView →2025Q2Jun 30
$452M▲ 6.1%
142 positionsLocked2025Q1Mar 31
$426M▼ 1.2%
125 positionsLocked2024Q4Dec 31
$431M▼ 1.3%
116 positionsLocked2024Q3Sep 30
$437M▲ 6.1%
120 positionsLocked2024Q2Jun 30
$412M▲ 3.6%
123 positionsLocked2024Q1Mar 31
$397M▲ 6.3%
123 positionsLocked2023Q4Dec 31
$374M▲ 12.2%
110 positionsLocked2023Q3Sep 30
$333M▼ 5.0%
102 positionsLocked2023Q2Jun 30
$351M▲ 4.4%
111 positionsLocked2023Q1Mar 31
$336M▲ 4.6%
105 positionsLocked
Showing 12 of 38