DOSSIER · 13F-HR · Q3 2026

Independent Wealth Network Inc.

$397M in tracked AUM across 335 positions as of Q3 2026.

IW
CIK 0001891240 · last filed Sep 30, 2026
Total AUM
$397M
as of Q3 2026
Holdings
335
—
positions
Whale Score
48
48
tracked
Activity
—
no data
changes this Q
AI Analysis · Q3 2026

Independent Wealth Network manages a $337 million book spread across 301 positions, and the first quarter looked like routine plumbing rather than a thematic bet: the fund trimmed long-duration bond and broad-market sleeves and redirected the cash into QQQ, QTEC, XLE, and SOXX. The only large single-stock position is Caterpillar at $18.5 million — an industrial outlier in an otherwise ETF-wrapped mandate.

Independent Wealth Network runs a $337 million, 301-position mandate that reads like a retail-wealth platform or subadvisory sleeve rather than a concentrated manager. The portfolio is built from a broad menu of SPDR, Vanguard, Invesco, JPMorgan, and First Trust ETFs, with a handful of single-name positions — Caterpillar, Apple, Nvidia, Microsoft, Amazon, Meta, and Visa — bundled in at the margin. The Q1 2026 activity was concentrated in the ETF core and read as a tenor and sector rotation rather than a new thesis.

On the reduction side, the fund cut several long-duration and broad-market sleeves: iShares ILTB (long-term Treasury) was reduced by $3.9 million, SPDR SPYG (S&P 500 Growth) by $3.6 million, SPDR SPYV (S&P 500 Value) by $3.5 million, and iShares ACWI (all-cap world) by $3.3 million. SPDR SPAB (aggregate bond) and SPYD (high-dividend) were also trimmed. The common thread is a move away from longer-duration fixed income and broad passive equity.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q3 2026. Methodology

Quarter at a glance — Q3 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q3 2026.

#HoldingValueSharesWeight
01
CAT
CATERPILLAR INC
$22M27K5.4%
02
SPYM
SPDR SERIES TRUST
$17M193K4.4%
03
JPST
J P MORGAN EXCHANGE TRADED F
$12M237K3.0%
04
SPYG
SPDR SERIES TRUST
$11M93K2.9%
05
QQQ
INVESCO QQQ TR
$7M10K1.9%
06
NVDA
NVIDIA CORPORATION
$7M30K1.7%
07
CVX
CHEVRON CORPORATION
$7M33K1.7%
08
AAPL
APPLE INC
$7M20K1.6%
09
19423L722
COLLABORATIVE INVESTMNT SER
$7M301K1.6%
10
DFUS
DIMENSIONAL ETF TRUST
$6M74K1.6%

Filing history

2026Q3Sep 30
$397M▲ 1.0%
335 positionsView →
2026Q2Jun 30
$393M▲ 16.8%
340 positionsView →
2026Q1Mar 31
$337M▲ 2.8%
301 positionsView →
2025Q4Dec 31
$327M▲ 5.2%
288 positionsView →
2025Q3Sep 30
$311M▲ 13.2%
283 positionsLocked
2025Q2Jun 30
$275M▲ 9.6%
258 positionsLocked
2025Q1Mar 31
$251M▲ 1.7%
245 positionsLocked
2024Q4Dec 31
$246M▲ 8.9%
236 positionsLocked
2024Q3Sep 30
$226M▲ 5.3%
222 positionsLocked
2024Q2Jun 30
$215M▲ 0.7%
214 positionsLocked
2024Q1Mar 31
$213M▲ 12.3%
223 positionsLocked
2023Q4Dec 31
$190M▲ 16.9%
218 positionsLocked
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