DOSSIER · 13F-HR · Q1 2026

Kozak & Associates, Inc.

Kozak & Associates's holding co. based in Chicago, IL — $513M in tracked AUM across 452 positions as of Q1 2026.

K&

Kozak & Associates·Chicago, IL·Holding Co.

CIK 0001764970 · last filed Mar 31, 2026

Total AUM

$513M

▲ 1.1%

vs prior

Holdings

452

—

positions

Whale Score

60

60

tracked

Activity

—

no data

changes this Q

Top sector

Tech

26% weight

concentration

AI Analysis · Q1 2026 · Q1 2026

Comprehensive Analysis of Kozak & Associates, Inc. 13F Filing

1. Portfolio Overview

Kozak & Associates, Inc. has reported a significant expansion in assets under management (AUM) for the quarter ending December 31, 2025. The total portfolio value surged by 69.2%, rising from $305.80 million to $517.55 million. This substantial growth indicates a combination of strong market performance on existing assets and likely significant capital inflows or a major strategic reallocation.

The po...

Quarter at a glance — Q1 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q1 2026.

#HoldingValueSharesWeight

01

INVESCO S&P 500 REVENUE ETF

$70M587K13.6%

02

ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF

$62M654K12.1%

03

STATE STREET SPDR S&P 500 ETF

$45M66K8.8%

04

INVESCO QQQ TRUST SERIES I

$43M70K8.4%

05

ISHARES US FINANCIAL SERVICES ETF

$37M430K7.3%

06

ISHARES U.S. INDUSTRIALS ETF

$34M219K6.7%

07

STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF

$32M306K6.3%

08

VANECK SEMICONDUCTOR ETF

$29M65K5.6%

09

NVIDIA CORPORATION COM

$25M130K4.8%

10

APPLE INC COM

$22M86K4.4%

Filing history

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