DOSSIER · 13F-HR · Q3 2026

Mainsail Financial Group, LLC

$297M in tracked AUM across 71 positions as of Q3 2026.

MF
CIK 0001961290 · last filed Sep 30, 2026
Total AUM
$297M
as of Q3 2026
Holdings
71
—
positions
Whale Score
51
51
tracked
Activity
—
no data
changes this Q
AI Analysis · Q3 2026
Comprehensive Analysis of Mainsail Financial Group, LLC SEC 13F Filing
1. Portfolio Overview

Mainsail Financial Group, LLC manages a portfolio with a total value of $240.39 million as of December 31, 2025, representing a significant growth of 55.0% from the previous quarter's value of $155.07 million. This substantial increase in portfolio value is driven by a combination of market appreciation and aggressive capital deployment, evidenced by the addition of $85.32 million in net ne...

2. Key Holdings

The portfolio is dominated by large-cap ETFs, which form the core of the strategy. The SPDR S&P 500 ETF Trust (SPY) is the largest holding, valued at $20.21 million (8.41% of the portfolio), providing broad U.S. equity exposure. The second and third largest positions are actively managed or strategic ETFs: a J.P. Morgan ETF ($18.73M, 7.79%) and the First Trust Exchange-Traded Fund (FTSM) ($18.05M, 7.51%), the latter likely being a low-duration bond fund given the ticker, suggesting a focus on capital preservation or income.

Notably, the portfolio shows a strong preference for First Trust products, with RDVY (First Trust Rising Dividend Achievers) holding the fourth spot at $11.95 million (4.97%). Among individual equities, Microsoft (MSFT) is the most prominent holding at $4.56 million (1.90%), followed by Micron Technology (MU) at $3.05 million (1.27%) and Alphabet (GOOG) at $3.00 million (1.25%). The concentration in the top ten positions is moderate, accounting for approximately 51.3% of total assets, which allows for significant influence from core market movements while leaving room for diversification.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q3 2026. Methodology

Quarter at a glance — Q3 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q3 2026.

#HoldingValueSharesWeight
01
SPY
STATE STR SPDR S&P 500 ETF T
$26M35K8.9%
02
FTSM
FIRST TR EXCHANGE-TRADED FD
$23M391K7.8%
03
JVAL
J P MORGAN EXCHANGE TRADED F
$22M377K7.3%
04
SCHG
SCHWAB STRATEGIC TR
$17M468K5.7%
05
RDVY
FIRST TR EXCHANGE TRADED FD
$15M193K5.1%
06
VBR
VANGUARD INDEX FDS
$13M55K4.3%
07
QTEC
FIRST TR EXCHANGE-TRADED FD
$12M35K3.9%
08
COWZ
PACER FDS TR
$12M173K3.9%
09
LMBS
FIRST TR EXCHANGE-TRADED FD
$11M219K3.6%
10
SMIN
ISHARES TR
$11M153K3.5%

Filing history

2026Q3Sep 30
$297M▲ 0.9%
71 positionsView →
2026Q2Jun 30
$294M▲ 22.6%
72 positionsView →
2026Q1Mar 31
$240M▼ 0.2%
62 positionsView →
2025Q4Dec 31
$240M▲ 3.4%
63 positionsView →
2025Q3Sep 30
$233M▲ 8.3%
61 positionsLocked
2025Q2Jun 30
$215M▲ 21.7%
59 positionsLocked
2025Q1Mar 31
$176M▲ 2.3%
49 positionsLocked
2024Q4Dec 31
$173M▲ 2.4%
49 positionsLocked
2024Q3Sep 30
$168M▼ 0.8%
50 positionsLocked
2024Q2Jun 30
$170M▲ 17.1%
53 positionsLocked
2024Q1Mar 31
$145M▲ 12.5%
53 positionsLocked
2023Q4Dec 31
$129M▲ 17.0%
51 positionsLocked
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