13F Insight
DOSSIER · 13F-HR · Q1 2026

Regal Investment Advisors LLC

Regal Investment's holding co. based in Stamford, CT — $1.7B in tracked AUM across 653 positions as of Q1 2026.

RI
Regal Investment·Stamford, CT·Holding Co.
CIK 0001559789 · last filed Mar 31, 2026
Total AUM
$1.7B
▼ 12.9%
vs prior
Holdings
653
—
positions
Whale Score
49
49
tracked
Activity
—
no data
changes this Q
Top sector
Tech
6% weight
concentration
AI Analysis · Q1 2026 · Q1 2026

Regal Investment Advisors LLC filed its latest 13F-HR for Q1 2026. See the latest holdings and position changes below.

Quarter at a glance — Q1 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q1 2026.

#HoldingValueSharesWeight
01
IVV
ISHARES TR
$88M135K5.1%
02
AAPL
APPLE INC
$32M127K1.9%
03
QQQ
INVESCO QQQ TR
$32M55K1.8%
04
SPY
STATE STR SPDR S&P 500 ETF T
$30M47K1.8%
05
SCHD
SCHWAB STRATEGIC TR
$28M909K1.6%
06
LQD
ISHARES TR
$27M245K1.5%
07
FTCS
FIRST TR EXCHANGE-TRADED FD
$25M272K1.5%
08
NVDA
NVIDIA CORPORATION
$23M133K1.3%
09
VUG
VANGUARD INDEX FDS
$23M53K1.3%
10
IUSB
ISHARES TR
$23M493K1.3%

Filing history

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