DOSSIER · 13F-HR · Q3 2026

Register Financial Advisors LLC

$320M in tracked AUM across 437 positions as of Q3 2026.

RF
CIK 0001962636 · last filed Sep 30, 2026
Total AUM
$320M
as of Q3 2026
Holdings
437
—
positions
Whale Score
48
48
tracked
Activity
—
no data
changes this Q
AI Analysis · Q3 2026

Register Financial Advisors reported $270.5M in Q1 2026 assets, with no single position dominating: VTV (3.75%), VUG (3.71%), AAPL (3.67%), VXUS (3.01%), SPMD (1.93%), JPM (1.87%), and MSFT (1.87%) form a balanced core. The sharper read sits below that core, where the firm added cyclicals and defense/energy exposure: NVDA shares rose 27.5%, CUZ shares jumped 74.8%, HD shares rose 60.9%, and new positions appeared in RTX, PWR, XOM, CVX, COP, QQQ, SO, and RLY. This is not a passive index mirror; it is a diversified advisory book with a noticeable tilt toward industrial, defense, energy, and AI-adjacent names.

The interesting part is what sits just underneath. Register holds KTOS at 1.77%, ATI at 1.61%, NVDA at 1.59%, HON at 1.47%, SYM at 1.18%, MU at 1.17%, MOD at 1.15%, and RDW at 1.13%. Those are not just generic index constituents; they create a sleeve tied to defense, aerospace, automation, semiconductors, and infrastructure. The portfolio still has familiar anchors like Apple, Microsoft, JPMorgan, Johnson & Johnson, and Walmart, but the risk character is changed by the cluster of smaller industrial and technology names.

The quarter’s changes make that tilt clearer. NVDA shares increased 27.5%, CUZ shares rose 74.8%, and Home Depot shares rose 60.9%. The firm also opened new positions in RTX, PWR, XOM, CVX, COP, QQQ, SO, and RLY. That new-position list leans hard into defense, grid/infrastructure services, energy majors, and broad tech exposure. At the same time, Register exited IBM, ECG, INDI, OSIS, ARCC, and a prior QQQ-class holding, while trimming BX, APO, TILE, NOG, APLD, MU, and ABBV.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q3 2026. Methodology

Quarter at a glance — Q3 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q3 2026.

#HoldingValueSharesWeight
01
VUG
VANGUARD INDEX FDS
$13M147K4.1%
02
AAPL
APPLE INC
$13M40K4.1%
03
VTV
VANGUARD INDEX FDS
$12M54K3.6%
04
MU
MICRON TECHNOLOGY INC
$10M9K3.0%
05
VXUS
VANGUARD STAR FDS
$9M110K2.9%
06
MSFT
MICROSOFT CORP
$7M14K2.2%
07
JPM
JPMORGAN CHASE & CO
$6M18K1.8%
08
SPMD
SPDR SERIES TRUST
$6M91K1.8%
09
NVDA
NVIDIA CORPORATION
$6M25K1.8%
10
NNBR
NN INC
$5M1.4M1.6%

Filing history

2026Q3Sep 30
$320M▼ 1.8%
437 positionsView →
2026Q2Jun 30
$326M▲ 20.5%
426 positionsView →
2026Q1Mar 31
$271M▲ 5.3%
387 positionsView →
2025Q4Dec 31
$257M▲ 1.0%
351 positionsView →
2025Q3Sep 30
$254M▲ 11.0%
338 positionsLocked
2025Q2Jun 30
$229M▲ 19.2%
335 positionsLocked
2025Q1Mar 31
$192M▼ 3.6%
304 positionsLocked
2024Q4Dec 31
$199M▲ 2.2%
295 positionsLocked
2024Q3Sep 30
$195M▼ 1.5%
298 positionsLocked
2024Q2Jun 30
$198M▲ 2.7%
730 positionsLocked
2024Q1Mar 31
$193M▲ 28.9%
743 positionsLocked
2023Q4Dec 31
$150M▲ 9.5%
291 positionsLocked
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