DOSSIER · 13F-HR · Q3 2026

Roger Wittlin Investment Advisory, LLC

$128M in tracked AUM across 46 positions as of Q3 2026.

RW
CIK 0001911328 · last filed Sep 30, 2026
Total AUM
$128M
as of Q3 2026
Holdings
46
—
positions
Whale Score
64
64
tracked
Activity
—
no data
changes this Q
AI Analysis · Q3 2026
Portfolio Overview

Roger Wittlin Investment Advisory, LLC reported a significant expansion in assets under management (AUM) for the quarter ending December 31, 2025. The total portfolio value surged by 170.0%, increasing from approximately $52.97 million to $142.99 million. This substantial capital inflow coincides with a strategic overhaul, evidenced by the addition of 23 new positions and the exit of 3. The portfolio currently consists of 39 holdings, indicating a strategy focused on broad...

Key Holdings

The portfolio is characterized by heavy concentration in core "total market" and large-cap US equity ETFs. The top five positions alone command 59.82% of the total portfolio value.

  • VTI (Vanguard Total Stock Market ETF): This is the largest holding at $30.17 million (21.10%). It provides exposure to the entire US equity market, including small-, mid-, and large-cap growth and value stocks.
  • IVV (iShares Core S&P 500 ETF): The second-largest position at $19.56 million (13.68%), offering concentrated exposure to the 500 largest US companies.
  • ITOT (iShares Core S&P Total U.S. Stock Market ETF): Holding $14.01 million (9.79%), this position overlaps significantly with VTI, further reinforcing a broad US equity tilt.
  • SCHB (Schwab U.S. Broad Market ETF): At $13.07 million (9.14%), this is the fourth major core US equity holding, demonstrating a preference for low-cost broad market diversification across different fund providers.
Analysis generated by 13F Insight from SEC Form 13F filing data · Q3 2026. Methodology

Quarter at a glance — Q3 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q3 2026.

#HoldingValueSharesWeight
01
VTI
VANGUARD INDEX FDS
$27M71K20.8%
02
IVV
ISHARES TR
$21M28K16.7%
03
ITOT
ISHARES TR
$15M91K11.8%
04
SPY
STATE STR SPDR S&P 500 ETF T
$8M10K6.0%
05
VXUS
VANGUARD STAR FDS
$6M71K4.7%
06
VO
VANGUARD INDEX FDS
$5M58K3.6%
07
QQQ
INVESCO QQQ TR
$4M6K3.4%
08
RSP
INVESCO EXCHANGE TRADED FD T
$4M18K2.9%
09
SCHB
SCHWAB STRATEGIC TR
$3M118K2.7%
10
IAU
ISHARES GOLD TR
$3M43K2.6%

Filing history

2026Q3Sep 30
$128M▲ 0.8%
46 positionsView →
2026Q2Jun 30
$127M▲ 4.1%
43 positionsView →
2026Q1Mar 31
$122M▼ 14.5%
39 positionsView →
2025Q4Dec 31
$143M▼ 20.5%
39 positionsView →
2025Q3Sep 30
$180M▲ 0.3%
41 positionsLocked
2025Q2Jun 30
$179M▲ 5.0%
43 positionsLocked
2025Q1Mar 31
$171M▼ 4.3%
43 positionsLocked
2024Q4Dec 31
$179M▲ 2.7%
43 positionsLocked
2024Q3Sep 30
$174M▲ 11.6%
54 positionsLocked
2024Q2Jun 30
$156M▲ 9.3%
49 positionsLocked
2024Q1Mar 31
$143M▲ 5.4%
46 positionsLocked
2023Q4Dec 31
$135M▲ 14.9%
41 positionsLocked
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