DOSSIER · 13F-HR · Q1 2026

SILVERBACK ASSET MANAGEMENT LLC

$699M in tracked AUM across 63 positions as of Q1 2026.

SA
CIK 0001278960 · last filed Mar 31, 2026
Total AUM
$699M
as of Q1 2026
Holdings
63
positions
Whale Score
59
59
tracked
Activity
no data
changes this Q
AI Analysis · Q1 2026
Portfolio Overview

Silverback Asset Management reports a 13F portfolio valued at $774.22 million as of 2025-09-30, up 9.5% from $706.86 million at the prior quarter-end. The filing lists 57 holdings, giving an arithmetic average position size of approximately $13.6 million, although the portfolio is clearly skewed toward a handful of large positions. Top-10 holdings account for $318.5 million (≈41.1% of the portfolio) and the top-20 account for roughly $516.6 million (≈66.7%), indicating a con...

Note on data quality: the filing shows multiple apparent duplicate entries (for example, Porch Group, Evolent Health, AST SpaceMobile, Luminar/Lumentum appear more than once) and contradictory signals in the “new” vs “exited” lists (e.g., Lumentum appears both as a large exited position and a new/smaller position). The sector mapping in the provided extract is also unreliable (it reports $764.38M as “Unknown” and only $3.67M as “Technology”), so any sector conclusions based solely on the provided sector summary should be treated with caution. Investors should reconcile ticker-level data and price/share fields in the official 13F raw file before making trading decisions.

Key Holdings and Their Significance
  • Seagate HDD Cayman ($44.51M, 5.75%): Largest individual holding. At ~5.8% of the portfolio, Seagate is a high‑conviction bet on data storage/hardware. Given its size, performance or corporate action in Seagate will meaningfully affect fund returns.
  • AST SpaceMobile (combined entries appear to total ~ $50M if both lines are the same issuer) ($43.58M + $6.52M listed separately): Extremely large allocation to a single small-cap/space-technology name, suggesting either a core thematic holding or a reporting duplicate. This firm is the second-largest reported exposure and materially increases the portfolio’s idiosyncratic risk.
  • Western Digital ($34.32M, 4.43%): Another major exposure to storage/hardware, reinforcing a substantive allocation to data storage/semiconductor supply chain equities.
  • Tyler Independent School District (odd name on list at $32.04M, 4.14%): Appears significant but could be an odd ticker/mapping; requires reconciliation.
  • IAC FinanceCo 2, Inc. ($28.43M, 3.67%): Large allocation to a special-purpose financing / corporate affiliate — indicates interest in corporate-structure or financing instruments.
  • Other notable top positions: Porch Group (two entries totaling ~ $42.15M if combined), Ford Motor Company ($27.13M), Coinbase ($26.41M), Evergy ($25.25M), Uber ($24.29M), Live Nation ($22.10M). These reflect a mix of cyclical, fintech/crypto exposure and consumer/experience names.

Quarter at a glance — Q1 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q1 2026.

#HoldingValueSharesWeight
01
SPY
STATE STR SPDR S&P 500 ETF T
$98M150K14.0%
02
IWM
ISHARES TR
$63M255K9.0%
03
INDI 3.5 12/15/29
INDIE SEMICONDUCTOR INC
$35M36.5M5.0%
04
ON 0 05/01/27
ON SEMICONDUCTOR CORP
$29M22.6M4.2%
05
VSH 2.25 09/15/30
VISHAY INTERTECHNOLOGY INC
$28M28.8M4.0%
06
90353TAM2
UBER TECHNOLOGIES INC
$28M23.0M4.0%
07
SMTC 1.625 11/01/27
SEMTECH CORP
$27M12.6M3.8%
08
BBIO 2.25 02/01/29
BRIDGEBIO PHARMA INC
$25M22.0M3.5%
09
MTCH 0.875 06/15/26
IAC FinanceCo 2, Inc.
$24M24.6M3.5%
10
NTNX 0.25 10/01/27
NUTANIX INC
$23M22.0M3.2%

Filing history

2026Q1Mar 31
$699M 2.2%
63 positionsView →
2025Q4Dec 31
$684M 11.7%
58 positionsView →
2025Q3Sep 30
$774M 9.5%
57 positionsView →
2025Q2Jun 30
$707M 11.0%
65 positionsLocked
2025Q1Mar 31
$637M 4.6%
56 positionsLocked
2024Q4Dec 31
$668M 10.2%
70 positionsLocked
2024Q3Sep 30
$744M 8.5%
83 positionsLocked
2024Q2Jun 30
$813M 8.3%
84 positionsLocked
2024Q1Mar 31
$751M 4.5%
79 positionsLocked
2023Q4Dec 31
$718M 1.5%
88 positionsLocked
2023Q3Sep 30
$730M 0.5%
92 positionsLocked
2023Q2Jun 30
$733M 0.6%
97 positionsLocked
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