13F Insight
DOSSIER · 13F-HR · Q2 2026

Smallwood Wealth Investment Management, LLC

$229M in tracked AUM across 529 positions as of Q2 2026.

SW
CIK 0001921304 · last filed Jun 30, 2026
Total AUM
$229M
as of Q2 2026
Holdings
529
—
positions
Whale Score
52
52
tracked
Activity
—
no data
changes this Q
AI Analysis · Q2 2026
Comprehensive Analysis of SEC 13F Filing: Smallwood Wealth Investment Management, LLC
1. Portfolio Overview

Smallwood Wealth Investment Management has undergone a significant transformation in the quarter ending December 31, 2025. The firm experienced a substantial 146.2% increase in total portfolio value, growing from $77.61 million to $191.05 million. This dramatic expansion suggests a combination of strong market performance on existing assets and a substantial influx of new client capi...

The portfolio demonstrates a high degree of diversification, holding 521 positions. However, the strategy appears to be shifting toward a "Core and Satellite" approach, with a heavy concentration in broad market ETFs supplemented by individual equities and factor-specific strategies. The turnover was exceptionally high this quarter, with 23 new positions initiated and 23 positions sold completely, indicating an active reallocation of capital rather than passive organic growth.

2. Key Holdings

The composition of the top holdings reveals a distinct reliance on passive market exposure for the portfolio's foundation.

Quarter at a glance — Q2 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q2 2026.

#HoldingValueSharesWeight
01
ITOT
ISHARES TR
$57M348K25.0%02
AAPL
APPLE INC
$13M45K5.8%03
VTI
VANGUARD INDEX FDS
$11M30K4.9%04
DBEF
DBX ETF TR
$11M203K4.8%05
VOE
VANGUARD INDEX FDS
$9M45K3.9%06
FRDM
EA SERIES TRUST
$8M116K3.7%07
HELO
J P MORGAN EXCHANGE TRADED F
$7M107K3.2%08
CGDV
CAPITAL GROUP DIVIDEND VALUE
$7M141K3.0%09
PULS
PGIM ETF TR
$7M140K3.0%10
CGGO
CAPITAL GROUP GBL GROWTH EQT
$5M117K2.2%

Filing history

2026Q2Jun 30
$229M▲ 20.6%
529 positionsView →2026Q1Mar 31
$190M▼ 0.7%
527 positionsView →2025Q4Dec 31
$191M▲ 146.2%
521 positionsView →2025Q3Sep 30
$78M▲ 15.6%
269 positionsView →2025Q2Jun 30
$67M▲ 12.2%
292 positionsLocked2025Q1Mar 31
$60M▼ 59.2%
248 positionsLocked2024Q4Dec 31
$147M▲ 4.6%
80 positionsLocked2024Q3Sep 30
$140M▲ 8.3%
70 positionsLocked2024Q2Jun 30
$129M▲ 0.4%
67 positionsLocked2024Q1Mar 31
$129M▲ 6.8%
67 positionsLocked2023Q4Dec 31
$121M▲ 10.0%
65 positionsLocked2023Q3Sep 30
$110M▼ 2.1%
62 positionsLocked
Showing 12 of 19