DOSSIER · 13F-HR · Q1 2026

Spectrum Asset Management, Inc. (NB/CA)

$315M in tracked AUM across 121 positions as of Q1 2026.

SA
CIK 0001632078 · last filed Mar 31, 2026
Total AUM
$315M
as of Q1 2026
Holdings
121
positions
Whale Score
49
49
tracked
Activity
no data
changes this Q
AI Analysis · Q1 2026

Spectrum Asset Management, Inc. (NB/CA) filed its latest 13F-HR for Q1 2026. See the latest holdings and position changes below.

Quarter at a glance — Q1 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q1 2026.

#HoldingValueSharesWeight
01
WFC
WELLS FARGO & CO
$33M415K10.5%
02
VUSB
VANGUARD BD INDEX FDS
$23M467K7.4%
03
SCHV
SCHWAB STRATEGIC TR
$14M475K4.6%
04
RSP
INVESCO EXCHANGE TRADED FD T
$14M75K4.6%
05
IAU
ISHARES GOLD TR
$14M160K4.5%
06
DSEP
FIRST TR EXCHNG TRADED FD VI
$11M255K3.6%
07
DMAR
FIRST TR EXCHNG TRADED FD VI
$11M248K3.3%
08
HECA
ETF OPPORTUNITIES TRUST
$10M346K3.2%
09
XOM
EXXON MOBIL CORP
$7M40K2.2%
10
YMAR
FIRST TR EXCHNG TRADED FD VI
$7M251K2.2%

Filing history

2026Q1Mar 31
$315M 5.0%
121 positionsView →
2025Q4Dec 31
$300M 5.4%
119 positionsView →
2025Q3Sep 30
$284M 23.6%
120 positionsView →
2025Q2Jun 30
$230M 2.2%
107 positionsLocked
2025Q1Mar 31
$225M 1.1%
93 positionsLocked
2024Q4Dec 31
$223M 5.9%
104 positionsLocked
2024Q3Sep 30
$236M 9.3%
106 positionsLocked
2024Q2Jun 30
$216M 7.3%
104 positionsLocked
2024Q1Mar 31
$233M 3.3%
115 positionsLocked
2023Q4Dec 31
$226M 18.6%
115 positionsLocked
2023Q3Sep 30
$190M 5.3%
103 positionsLocked
2023Q2Jun 30
$201M 0.5%
101 positionsLocked
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