DOSSIER · 13F-HR · Q3 2026

Spectrum Asset Management, Inc. (NB/CA)

$346M in tracked AUM across 123 positions as of Q3 2026.

SA
CIK 0001632078 · last filed Sep 30, 2026
Total AUM
$346M
as of Q3 2026
Holdings
123
—
positions
Whale Score
58
58
tracked
Activity
—
no data
changes this Q
AI Analysis · Q3 2026

Spectrum Asset Management, Inc. (NB/CA) filed its latest 13F-HR for Q3 2026. See the latest holdings and position changes below.

Quarter at a glance — Q3 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q3 2026. Source: SEC EDGAR 13F-HR filings.

#HoldingValueSharesWeight
01
WFC
WELLS FARGO & CO
$31M469K9.1%
02
VUSB
VANGUARD BD INDEX FDS
$23M471K6.7%
03
RSP
INVESCO EXCHANGE TRADED FD T
$18M88K5.3%
04
SCHV
SCHWAB STRATEGIC TR
$18M535K5.1%
05
DMAY
FIRST TR EXCHNG TRADED FD VI
$13M273K3.8%
06
DSEP
FIRST TR EXCHNG TRADED FD VI
$13M267K3.8%
07
IAU
ISHARES GOLD TR
$13M163K3.7%
08
DMAR
FIRST TR EXCHNG TRADED FD VI
$11M246K3.2%
09
SCHF
SCHWAB STRATEGIC TR
$9M341K2.7%
10
YMAR
FIRST TR EXCHNG TRADED FD VI
$7M252K2.1%

Filing history

2026Q3Sep 30
$346M▼ 3.9%
123 positionsView →
2026Q2Jun 30
$360M▲ 14.5%
130 positionsView →
2026Q1Mar 31
$315M▲ 5.0%
121 positionsView →
2025Q4Dec 31
$300M▲ 5.4%
119 positionsView →
2025Q3Sep 30
$284M▲ 23.6%
120 positionsLocked
2025Q2Jun 30
$230M▲ 2.2%
107 positionsLocked
2025Q1Mar 31
$225M▲ 1.1%
93 positionsLocked
2024Q4Dec 31
$223M▼ 5.9%
104 positionsLocked
2024Q3Sep 30
$236M▲ 9.3%
106 positionsLocked
2024Q2Jun 30
$216M▼ 7.3%
104 positionsLocked
2024Q1Mar 31
$233M▲ 3.3%
115 positionsLocked
2023Q4Dec 31
$226M▲ 18.6%
115 positionsLocked
Showing 12 of 44