DOSSIER · 13F-HR · Q3 2026

TOMPKINS FINANCIAL CORP

$1.4B in tracked AUM across 727 positions as of Q3 2026.

TF
CIK 0001005817 · last filed Sep 30, 2026
Total AUM
$1.4B
as of Q3 2026
Holdings
727
—
positions
Whale Score
64
64
tracked
Activity
—
no data
changes this Q
AI Analysis · Q3 2026
SEC 13F Filing Analysis: Tompkins Financial Corp
1. Portfolio Overview

The filing for Tompkins Financial Corp (CIK: 0001005817) reveals a dramatic expansion in portfolio size during the quarter ending December 31, 2025. The total portfolio value surged by 211.4%, growing from $413.03 million to $1.29 billion. This represents a capital increase of approximately $877 million within a single quarter.

The portfolio maintains a high level of diversification, holding **827 distinct ...

2. Key Holdings

The composition of the top holdings indicates a strong reliance on passive investment vehicles and blue-chip technology stocks.

  • Dominance of ETFs: The largest position is IWL (iShares U.S. Top 50 ETF) at $97.45 million (7.58% of the portfolio). This is closely followed by VTHR (Vanguard Russell 3000 ETF) at $83.87 million (6.52%). These two positions alone represent over 14% of the entire portfolio, signaling a strategic decision to track the broad U.S. equity market as a foundational holding.
  • Self-Investment: Notably, Tompkins Financial Corp itself is the third-largest holding, valued at $82.39 million (6.41%). This represents a significant alignment of interests with shareholders, though the substantial increase (likely a new position based on the data context) requires scrutiny regarding whether this is a buyback accumulation or a strategic treasury holding.
  • Technology Concentration: The "Magnificent Seven" and other major tech giants feature prominently. Microsoft ($55.64M), Apple ($50.41M), and NVIDIA ($49.85M) collectively represent over 15% of the portfolio. This indicates a growth-oriented tilt that is heavily weighted toward the performance of the technology sector.
  • Fixed Income Exposure: BND (Vanguard Total Bond Market ETF) appears in the top 12 at $27.98 million (2.18%), providing a measure of duration and interest rate diversification.
Analysis generated by 13F Insight from SEC Form 13F filing data · Q3 2026. Methodology

Quarter at a glance — Q3 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q3 2026.

#HoldingValueSharesWeight
01
TMP
TOMPKINS FINL CORP
$106M1.1M7.5%
02
VTHR
VANGUARD SCOTTSDALE FDS
$101M301K7.1%
03
IWL
ISHARES TR
$94M497K6.7%
04
ACWX
ISHARES TR
$78M1.0M5.5%
05
AAPL
APPLE INC
$57M172K4.0%
06
MSFT
MICROSOFT CORP
$57M112K4.0%
07
NVDA
NVIDIA CORPORATION
$54M238K3.8%
08
VOO
VANGUARD INDEX FDS
$40M57K2.8%
09
BND
VANGUARD BD INDEX FDS
$39M559K2.8%
10
SPMO
INVESCO EXCH TRADED FD TR II
$37M244K2.6%

Filing history

2026Q3Sep 30
$1.4B▼ 0.6%
727 positionsView →
2026Q2Jun 30
$1.4B▲ 13.8%
720 positionsView →
2026Q1Mar 31
$1.3B▼ 2.4%
746 positionsView →
2025Q4Dec 31
$1.3B▲ 7.5%
827 positionsView →
2025Q3Sep 30
$1.2B▲ 9.9%
724 positionsLocked
2025Q2Jun 30
$1.1B▲ 4.1%
725 positionsLocked
2025Q1Mar 31
$1.0B▼ 2.8%
767 positionsLocked
2024Q4Dec 31
$1.1B▲ 3.1%
723 positionsLocked
2024Q3Sep 30
$1.0B▲ 9.3%
791 positionsLocked
2024Q2Jun 30
$955M▲ 8.0%
789 positionsLocked
2024Q1Mar 31
$884M▲ 7.1%
840 positionsLocked
2023Q4Dec 31
$826M▲ 30.0%
848 positionsLocked
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