DOSSIER · 13F-HR · Q1 2026

Waterfall Asset Management, LLC

Waterfall Asset's holding co. based in Stamford, CT $179M in tracked AUM across 20 positions as of Q1 2026.

WA
Waterfall Asset·Stamford, CT·Holding Co.
CIK 0001570717 · last filed Mar 31, 2026
Total AUM
$179M
19.1%
vs prior
Holdings
20
positions
Whale Score
66
66
tracked
Activity
no data
changes this Q
Top sector
Tech
4% weight
concentration
AI Analysis · Q1 2026 · Q1 2026
Portfolio Overview

Waterfall Asset Management, LLC has reported a dramatic expansion in its 13F portfolio for the period ending September 30, 2025. The total portfolio value surged by 291.2%, rising from $225.52M to $882.19M. This substantial increase in AUM suggests significant capital inflows or a strategic shift toward deploying capital into public equities during this quarter.

The portfolio is exceptionally concentrated, consisting of only 12 holdings. Unlike typical ins...

Quarter at a glance — Q1 2026

Position-change comparison pending.

No quarter-over-quarter changes available.

Top 10 holdings

By portfolio weight as of Q1 2026.

#HoldingValueSharesWeight
01
PMT 8.5 06/01/29
PENNYMAC CORP
$62M59.3M34.5%
02
CPT
CAMDEN PPTY TR
$13M132K7.2%
03
AVB
AVALONBAY CMNTYS INC
$12M75K6.9%
04
APLE
APPLE HOSPITALITY REIT INC
$11M936K6.0%
05
RITM
RITHM CAPITAL CORP
$10M1.0M5.4%
06
MRP
MILLROSE PPTYS INC
$9M325K5.1%
07
BRSP
BRIGHTSPIRE CAPITAL INC
$8M1.5M4.6%
08
RC
READY CAPITAL CORP
$6M3.9M3.5%
09
PK
PARK HOTELS & RESORTS INC
$6M582K3.4%
10
AAT
AMERICAN ASSETS TR INC
$5M279K2.9%

Filing history

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