POON CHRISTINE A

CIK: 0001189014

POON CHRISTINE A is a corporate insider at PRUDENTIAL FINANCIAL INC (PRU) filing SEC Form 4 transactions. 449 transactions across 6 companies, totaling $338,807 in purchases and $70,566,764 in sales. Source: SEC EDGAR.

AI Insider Summary

Christine A. Poon (CIK 0001189014, 449 transactions) has a five-issuer Form 4 file where the only market-priced directional transaction in the recent record is a paired Regeneron Pharmaceuticals (REGN) option exercise and partial sale in late October 2025. On October 29–30, 2025 she exercised 9,212 shares via two M-code entries (2,712 at $520.01 and 6,500 at undisclosed price) and concurrently sold 5,500 shares in five S-code legs at prices ranging from $652.68 to $657.29 — netting a partial liquidation after exercise rather than a full disposition. Her Prudential Financial (PRU) transactions in the same period — 243 lifetime events — reduce almost entirely to 'A' plan awards totaling under 6,000 shares across multiple small 2026 dates, with one 'D' code stock dividend event at $102.58, none of which carries any directional read on PRU itself. Against a REGN lifetime aggregate of 655 buy-side versus 99,953 sell-side shares, the October 2025 exercise-with-partial-sale reads as a modest diversification step at the margin, not a repudiation of the REGN position.

Poon's recent filing record contains exactly one market-sell cluster: five S-code REGN sales on October 29, 2025 at $652.68–$657.29, totaling 5,500 shares. Those sales coincided with two M-code option exercises (2,712 shares at $520.01 on Oct 30, plus 6,500 shares on Oct 29 at undisclosed strike), which means the insider exercised a block of options and chose to sell approximately 37% of the resulting shares in the same window rather than holding them. That partial-retention pattern — exercise, then sell only what is needed to cover the tax or immediate cash need — is more common among executives who still believe in the name than a full post-exercise dump would be. As directional evidence it is thin: five sells over a narrow price arc, across a single session, with no follow-up in the subsequent eight months.

The larger REGN backdrop.

Analysis generated by 13F Insight from SEC Form 4 filing data. Methodology
Total Transactions
449
Total Buy Value
$339K
Total Sell Value
$70.57M
Net Activity
$-70.23M
Last Transaction
Jun 2026
Companies
6

Companies

Transaction History

Source: SEC EDGAR Form 4 insider transaction filings.

Type
Award
Shares
23
Price
-
Value
-
Type
Award
Shares
54
Price
-
Value
-
Type
Award
Shares
177
Price
-
Value
-
Type
Award
Shares
2,567
Price
-
Value
-
Type
Exercise
Shares
3,318
Price
-
Value
-
Type
Exercise
Shares
3,318
Price
-
Value
-
Type
Exercise
Shares
1,765
Price
-
Value
-
Type
Award
Shares
1,754
Price
-
Value
-
Type
Disposition
Shares
1,765
Price
$102.58
Value
$181K
Type
Exercise
Shares
1,765
Price
-
Value
-
Type
Award
Shares
26
Price
-
Value
-
Type
Award
Shares
61
Price
-
Value
-
Type
Award
Shares
201
Price
-
Value
-
Type
Award
Shares
19
Price
$117.05
Value
$2K
Type
Award
Shares
46
Price
$117.05
Value
$5K
Type
Award
Shares
151
Price
$117.05
Value
$18K
Type
Exercise
Shares
2,712
Price
-
Value
-
Type
Exercise
Shares
2,712
Price
$520.01
Value
$1.41M
Type
Exercise
Shares
6,500
Price
-
Value
-
Type
Sale
Shares
388
Price
$657.29
Value
$255K