DOSSIER · 13F Holders · Q1 2026Cheap mega-capRe-rated

NORTHERN LTS FD TR IV

17 institutions still hold NORTHERN LTS FD TR IV as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 66537J606·17 13F holders·last filed Mar 31, 2026
Market cap
7.5%
vs prior quarter
13F value held
$108M
69.0% inst. owned
of float
Holders
17
-86 QoQ
filers reporting
Activity
+8 / −6
+938 added · −720 reduced
this quarter
Concentration
93.27%
Brookstone Capital Management #1
top holder share
AI Holders Summary · Q1 2026

17 institutions reported NORTHERN LTS FD TR IV in Q1 2026. Brookstone Capital Management leads at 93.3% of the visible book. -86 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Brookstone Capital Management
CIK 0001599584
$101M2.8M1.16%Q1 2026
02
Arkadios Wealth Advisors
CIK 0001800798
$2M65K0.04%Q1 2026
03
GTS SECURITIES LLC
CIK 0001452765· Market maker
$1M37K0.05%Q1 2026
04
Chris Bulman Inc
CIK 0002032404
$717,87320K0.31%Q1 2026
05
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$647,53718K0.00%Q1 2026
06
Simplicity Wealth,LLC
CIK 0001913243
$529,05014K0.03%Q1 2026
07
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$506,10314K0.00%Q1 2026
08
FSA Advisors, Inc.
CIK 0001905627
$384,68610K0.27%Q4 2025
09
Gradient Investments LLC
CIK 0001542265
$263,6607K0.00%Q1 2026
10
Impact Partnership Wealth, LLC
CIK 0001984555
$238,2377K0.03%Q1 2026
11
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$161,5564K0.00%Q1 2026
12
Anfield Capital Management, LLC
CIK 0001602020
$42,5071K0.01%Q1 2026
13
OSAIC HOLDINGS, INC.
CIK 0001677044
$30,5308360.00%Q1 2026
14
ARMSTRONG ADVISORY GROUP, INC
CIK 0001932952
$21,2175810.00%Q1 2026
15
UBS Group AG
CIK 0001610520
$5,9891640.00%Q1 2026
16
AE Wealth Management LLC
CIK 0001697723
$1,680460.00%Q1 2026
17
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025