DOSSIER · 13F Holders · Q3 2026

PGIM ROCK ETF TR

5 institutions still hold PGIM ROCK ETF TR as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N627·5 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$3M
visible holders
Holders
5
filers reporting
Concentration
62.28%
CENTAURUS FINANCIAL, INC. #1
top holder share
AI Holders Summary · Q3 2026

5 institutions reported PGIM ROCK ETF TR in Q3 2026. CENTAURUS FINANCIAL, INC. leads at 62.3% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
CENTAURUS FINANCIAL, INC.
CIK 0000891943
$2M70K0.07%Q3 2026
02
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$489K18K0.00%Q3 2026
03
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$397K15K0.15%Q3 2026
04
GREAT VALLEY ADVISOR GROUP, INC.
CIK 0001769897
$243K9K0.00%Q3 2026
05
DHJJ Financial Advisors, Ltd.
CIK 0001844716
$8K2790.00%Q3 2026