DOSSIER · 13F Holders · Q3 2026

PGIM ROCK ETF TR

9 institutions still hold PGIM ROCK ETF TR as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N668·9 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$2M
visible holders
Holders
9
filers reporting
Concentration
21.31%
Kestra Advisory Services, LLC #1
top holder share
AI Holders Summary · Q3 2026

9 institutions reported PGIM ROCK ETF TR in Q3 2026. Kestra Advisory Services, LLC leads at 21.3% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Kestra Advisory Services, LLC
CIK 0001830819
$407K15K0.00%Q3 2026
02
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$403K15K0.00%Q3 2026
03
Kingsview Wealth Management, LLC
CIK 0001791965
$310K11K0.00%Q3 2026
04
WOLVERINE TRADING, LLC
CIK 0000927337
$248K10K0.00%Q3 2025
05
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$244K9K0.00%Q3 2026
06
GREAT VALLEY ADVISOR GROUP, INC.
CIK 0001769897
$219K8K0.00%Q3 2026
07
DHJJ Financial Advisors, Ltd.
CIK 0001844716
$68K2K0.02%Q3 2026
08
UBS Group AG
CIK 0001610520
$10K3750.00%Q3 2026
09
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00—Q2 2025