DOSSIER · 13F Holders · Q4 2025

NEOS ETF TRUST

10 institutions still hold NEOS ETF TRUST as of Q4 2025. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433H592·10 13F holders·last filed Dec 31, 2025
Market cap
13F value held
$3M
visible holders
Holders
10
filers reporting
Concentration
42.55%
Prosperity Wealth Management, Inc. #1
top holder share
AI Holders Summary · Q4 2025

10 institutions reported NEOS ETF TRUST in Q4 2025. Prosperity Wealth Management, Inc. leads at 42.6% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Prosperity Wealth Management, Inc.
CIK 0001991463
$1M28K0.43%Q4 2025
02
Claro Advisors LLC
CIK 0001764386
$622K14K0.07%Q2 2026
03
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$449K10K0.00%Q1 2026
04
Sound Income Strategies, LLC
CIK 0001730960
$309K7K0.01%Q2 2026
05
CWM, LLC
CIK 0001535847
$249K5K0.00%Q1 2026
06
CoreCap Advisors, LLC
CIK 0001902501
$51K1K0.00%Q2 2026
07
Global Retirement Partners, LLC
CIK 0001749744
$21K4530.00%Q2 2026
08
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$16K3550.00%Q2 2026
09
Capital Investment Advisory Services, LLC
CIK 0001659203
$10K2250.00%Q2 2026
10
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025