DOSSIER · 13F Holders · Q3 2026

NEOS ETF TRUST

10 institutions still hold NEOS ETF TRUST as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433H592·10 13F holders·last filed Dec 31, 2025
Market cap
—
13F value held
$3M
visible holders
Holders
10
filers reporting
Concentration
38.81%
Prosperity Wealth Management, Inc. #1
top holder share
AI Holders Summary · Q3 2026

10 institutions reported NEOS ETF TRUST in Q3 2026. Prosperity Wealth Management, Inc. leads at 38.8% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Prosperity Wealth Management, Inc.
CIK 0001991463
$1M28K0.43%Q4 2025
02
Claro Advisors LLC
CIK 0001764386
$1M28K0.11%Q3 2026
03
Sound Income Strategies, LLC
CIK 0001730960
$406K10K0.02%Q3 2026
04
CWM, LLC
CIK 0001535847
$249K5K0.00%Q1 2026
05
CoreCap Advisors, LLC
CIK 0001902501
$138K3K0.00%Q3 2026
06
Capital Investment Advisory Services, LLC
CIK 0001659203
$30K7250.00%Q3 2026
07
Global Retirement Partners, LLC
CIK 0001749744
$19K4590.00%Q3 2026
08
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$15K3550.00%Q3 2026
09
Farther Finance Advisors, LLC
CIK 0001992825
$8320.00%Q3 2026
10
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00—Q2 2025