DOSSIER · 13F Holders · Q2 2026
SPE 2.75 01/27/27 C

SPECIAL OPPORTUNITIES FD INC

12 institutions still hold SPECIAL OPPORTUNITIES FD INC as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 84741T401·12 13F holders·last filed Jun 30, 2026
Market cap
13F value held
$42M
visible holders
Holders
12
filers reporting
Concentration
64.95%
Focus Partners Wealth #1
top holder share
AI Holders Summary · Q2 2026

12 institutions reported SPE 2.75 01/27/27 C in Q2 2026. Focus Partners Wealth leads at 64.9% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Focus Partners Wealth
CIK 0001542153
$27M1.1M0.03%Q2 2026
02
CSS LLC/IL
CIK 0001103646
$9M362K0.35%Q2 2026
03
GatePass Capital, LLC
CIK 0002087399
$4M156K1.47%Q2 2026
04
Beverly Hills Private Wealth, LLC
CIK 0001965710
$795K32K0.15%Q2 2026
05
WELLS FARGO & COMPANY/MN
CIK 0000072971
$453K18K0.00%Q2 2026
06
Avise Financial Cooperative, Inc.
CIK 0002013342
$304K12K0.22%Q2 2026
07
UBS Group AG
CIK 0001610520
$209K8K0.00%Q2 2026
08
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
CIK 0001352860
$69K3K0.01%Q2 2026
09
MORGAN STANLEY
CIK 0000895421
$16K6460.00%Q2 2026
10
OSAIC HOLDINGS, INC.
CIK 0001677044
$7K2950.00%Q2 2026
11
WINMILL & CO. INC
CIK 0000052234
$5K2000.00%Q2 2026
12
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025