AI Holders Summary · Q3 2026

62 institutions reported AEF in Q3 2026. CITY OF LONDON INVESTMENT MANAGEMENT CO LTD leads at 53.4% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

CIK 0001034546

$94M9.9M6.38%Q3 2026 02

Allspring Global Investments Holdings, LLC

CIK 0001890906

$19M2.0M0.03%Q3 2026 03

MORGAN STANLEY

CIK 0000895421

$17M1.7M0.00%Q2 2026 04

LAZARD ASSET MANAGEMENT LLC

CIK 0001207017

$11M1.1M0.02%Q2 2026 05

1607 Capital Partners, LLC

CIK 0001436866

$8M793K0.66%Q2 2026 06

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$7M739K0.00%Q2 2026 07

LPL Financial LLC

CIK 0001403438

$4M404K0.00%Q3 2026 08

Uncommon Cents Investing LLC

CIK 0001729754

$3M316K0.65%Q3 2026 09

BANK OF AMERICA CORP /DE/

CIK 0000070858

$2M219K0.00%Q2 2026 10

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$2M253K0.09%Q1 2026 11

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$2M176K0.01%Q2 2026 12

Shaker Financial Services, LLC

CIK 0001511794

$2M169K0.53%Q3 2026 13

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

CIK 0001007280

$1M150K0.00%Q2 2026 14

Steward Partners Investment Advisory, LLC

CIK 0001723397

$1M146K0.01%Q2 2026 15

EVOLVE PRIVATE WEALTH, LLC

CIK 0002111131

$1M108K0.06%Q2 2026 16

Vanguard Capital Wealth Advisors

CIK 0001730578

$870K92K0.60%Q3 2026 17

Invesco Ltd.

CIK 0000914208

$687K72K0.00%Q2 2026 18

XTX Topco Ltd

CIK 0001828301

$553K58K0.01%Q2 2026 19

Closed-End Fund Advisors, Inc.

CIK 0002103520

$461K49K0.48%Q3 2026 20

COMMONWEALTH EQUITY SERVICES, LLC

CIK 0000312272

$455K48K0.00%Q3 2026

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