DOSSIER · 13F Holders · Q1 2026
ASRT

ASSERTIO HLDGS INC

6 institutions still hold ASSERTIO HLDGS INC as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 04546C304·6 13F holders·last filed Mar 31, 2026
Market cap
—
13F value held
$2M
visible holders
Holders
6
filers reporting
Concentration
77.56%
JANE STREET GROUP, LLC #1
top holder share
AI Holders Summary · Q1 2026

Assertio Holdings (ASRT) shows a more developed base than most micro-caps — 61 holders and about $43.7M in combined 13F value as of Q1 2026. Nantahala Capital leads decisively at roughly $13.2M (30% of the book), well ahead of index holders Vanguard ($5.1M) and Renaissance Technologies ($4.4M). Nantahala's outsized stake is the conviction signal in an otherwise index-heavy register.

The standout is Nantahala Capital, a fundamental small-cap manager, which holds roughly $13.2 million — about 30% of the entire disclosed value and far ahead of the next names. Below it the register turns passive: Vanguard ($5.1M) and Renaissance Technologies ($4.4M) are index- and quant-driven rather than conviction positions.

That structure is the story for ASRT: one active manager with a concentrated bet, sitting atop a base that is otherwise largely passive. For readers, Nantahala's position is the one to watch — it represents the genuine fundamental interest in the name, where index flows make up much of the remainder.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q1 2026. Methodology

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$2M79K0.00%Q1 2026
02
TWO SIGMA ADVISERS, LP
CIK 0001478735
$192K21K0.00%Q4 2025
03
PERRITT CAPITAL MANAGEMENT INC
CIK 0001279342
$172K19K0.29%Q4 2025
04
ACADIAN ASSET MANAGEMENT LLC
CIK 0000916542
$73K4K0.00%Q1 2026
05
CIBC Private Wealth Group LLC
CIK 0001298088
$317350.00%Q4 2025
06
Motiv8 Investments LLC
CIK 0002024873
$0210.00%Q4 2025
Insiders at ASSERTIO HLDGS INC
Stark David Matthew →Mason Heather L →Reisenauer Mark L →Schwichtenberg Paul →Emany Sravan Kumar →Kirk Sigurd →Schlessinger Sam →Mckee William →