DOSSIER · 13F Holders · Q1 2026
ASRT

ASSERTIO HLDGS INC

8 institutions still hold ASSERTIO HLDGS INC as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 04546C304·8 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$2M
visible holders
Holders
8
filers reporting
Concentration
61.45%
JANE STREET GROUP, LLC #1
top holder share
AI Holders Summary · Q1 2026

Assertio Holdings (ASRT) shows a more developed base than most micro-caps — 61 holders and about $43.7M in combined 13F value as of Q1 2026. Nantahala Capital leads decisively at roughly $13.2M (30% of the book), well ahead of index holders Vanguard ($5.1M) and Renaissance Technologies ($4.4M). Nantahala's outsized stake is the conviction signal in an otherwise index-heavy register.

The standout is Nantahala Capital, a fundamental small-cap manager, which holds roughly $13.2 million — about 30% of the entire disclosed value and far ahead of the next names. Below it the register turns passive: Vanguard ($5.1M) and Renaissance Technologies ($4.4M) are index- and quant-driven rather than conviction positions.

That structure is the story for ASRT: one active manager with a concentrated bet, sitting atop a base that is otherwise largely passive. For readers, Nantahala's position is the one to watch — it represents the genuine fundamental interest in the name, where index flows make up much of the remainder.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q1 2026. Methodology

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$2M79K0.00%Q1 2026
02
CITADEL ADVISORS LLC
CIK 0001423053
$512K56K0.00%Q4 2025
03
TWO SIGMA ADVISERS, LP
CIK 0001478735
$192K21K0.00%Q4 2025
04
PERRITT CAPITAL MANAGEMENT INC
CIK 0001279342
$172K19K0.29%Q4 2025
05
ACADIAN ASSET MANAGEMENT LLC
CIK 0000916542
$73K4K0.00%Q1 2026
06
CIBC Private Wealth Group LLC
CIK 0001298088
$317350.00%Q4 2025
07
IFP Advisors, Inc
CIK 0001641866
$11850.00%Q2 2026
08
Motiv8 Investments LLC
CIK 0002024873
$0210.00%Q4 2025
Insiders at ASSERTIO HLDGS INC
Stark David MatthewMason Heather LReisenauer Mark LSchwichtenberg PaulEmany Sravan KumarKirk SigurdSchlessinger SamMckee William