DOSSIER · 13F Holders · Q2 2026
AUGP

PGIM ROCK ETF TR

11 institutions still hold PGIM ROCK ETF TR as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N825·11 13F holders·last filed Jun 30, 2026
Market cap
13F value held
$21M
visible holders
Holders
11
filers reporting
Concentration
83.93%
PRUDENTIAL FINANCIAL INC #1
top holder share
AI Holders Summary · Q2 2026

11 institutions reported AUGP in Q2 2026. PRUDENTIAL FINANCIAL INC leads at 83.9% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
PRUDENTIAL FINANCIAL INC
CIK 0001137774
$18M532K0.02%Q2 2026
02
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$1M38K0.00%Q2 2026
03
Sugar Maple Asset Management, LLC
CIK 0002012673
$446K14K0.29%Q2 2026
04
ROYAL BANK OF CANADA
CIK 0001000275
$391K12K0.00%Q2 2026
05
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$300K9K0.00%Q2 2026
06
Steward Partners Investment Advisory, LLC
CIK 0001723397
$298K9K0.00%Q2 2026
07
DHJJ Financial Advisors, Ltd.
CIK 0001844716
$240K7K0.07%Q2 2026
08
OLD MISSION CAPITAL LLC
CIK 0001455915
$235K7K0.00%Q2 2026
09
PNC FINANCIAL SERVICES GROUP, INC.
CIK 0000713676
$137K4K0.00%Q4 2025
10
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$49K1K0.00%Q2 2026
11
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025