DOSSIER · 13F Holders · Q1 2026Defensive growthQuality
BTO

HANCOCK JOHN FINL OPPTYS FD

85 institutions still hold HANCOCK JOHN FINL OPPTYS FD as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 409735206·85 13F holders·last filed Mar 31, 2026
Market cap
2.7%
vs prior quarter
13F value held
$127M
73.0% inst. owned
of float
Holders
85
+65 QoQ
filers reporting
Activity
+55 / −78
+872 added · −897 reduced
this quarter
Concentration
33.53%
MORGAN STANLEY #1
top holder share
AI Holders Summary · Q1 2026

85 institutions reported BTO in Q1 2026. MORGAN STANLEY leads at 33.5% of the visible book. +65 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MORGAN STANLEY
CIK 0000895421
$43M1.2M0.00%Q1 2026
02
WELLS FARGO & COMPANY/MN
CIK 0000072971
$23M653K0.00%Q1 2026
03
Z3 Capital Partners, LLC
CIK 0002127787
$15M409K3.72%Q1 2026
04
ROYAL BANK OF CANADA
CIK 0001000275
$10M268K0.00%Q1 2026
05
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$6M178K0.00%Q1 2026
06
LPL Financial LLC
CIK 0001403438
$5M128K0.00%Q1 2026
07
STIFEL FINANCIAL CORP
CIK 0000720672
$4M102K0.00%Q1 2026
08
FCA CORP /TX
CIK 0001166402
$3M89K0.90%Q1 2026
09
READYSTATE ASSET MANAGEMENT LP
CIK 0001900923
$2M71K0.10%Q4 2025
10
NORTH STAR ASSET MANAGEMENT INC
CIK 0001056559
$2M68K0.10%Q4 2025
11
Alessandra Capital Management, LLC
CIK 0002132506
$2M62K1.88%Q1 2026
12
Steward Partners Investment Advisory, LLC
CIK 0001723397
$2M54K0.01%Q1 2026
13
BANK OF AMERICA CORP /DE/
CIK 0000070858
$2M45K0.00%Q1 2026
14
UBS Group AG
CIK 0001610520
$2M45K0.00%Q1 2026
15
Gilliland Jeter Wealth Management LLC
CIK 0002009886
$1M37K0.40%Q1 2026
16
AMERIPRISE FINANCIAL INC
CIK 0000820027
$1M34K0.00%Q1 2026
17
Chancellor Financial Group WB LP
CIK 0002059742
$1M31K0.79%Q1 2026
18
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CIK 0001034546
$1M30K0.08%Q1 2026
19
Advisory Advocates, LLC
CIK 0002111697
$1M29K1.06%Q1 2026
20
OPPENHEIMER & CO INC
CIK 0000822581
$996,06228K0.01%Q4 2025
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