DOSSIER · 13F Holders · Q1 2026
BTO

HANCOCK JOHN FINL OPPTYS FD

87 institutions still hold HANCOCK JOHN FINL OPPTYS FD as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 409735206·87 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$134M
visible holders
Holders
87
filers reporting
Concentration
31.87%
MORGAN STANLEY #1
top holder share
AI Holders Summary · Q1 2026

87 institutions reported BTO in Q1 2026. MORGAN STANLEY leads at 31.9% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MORGAN STANLEY
CIK 0000895421
$43M1.2M0.00%Q1 2026
02
WELLS FARGO & COMPANY/MN
CIK 0000072971
$23M653K0.00%Q1 2026
03
Z3 Capital Partners, LLC
CIK 0002127787
$15M409K3.72%Q1 2026
04
ROYAL BANK OF CANADA
CIK 0001000275
$10M268K0.00%Q1 2026
05
Janney Montgomery Scott LLC
CIK 0001329948
$7M193K0.02%Q1 2026
06
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$6M178K0.00%Q1 2026
07
LPL Financial LLC
CIK 0001403438
$5M128K0.00%Q1 2026
08
STIFEL FINANCIAL CORP
CIK 0000720672
$4M102K0.00%Q1 2026
09
FCA CORP /TX
CIK 0001166402
$3M89K0.90%Q1 2026
10
READYSTATE ASSET MANAGEMENT LP
CIK 0001900923
$2M71K0.10%Q4 2025
11
NORTH STAR ASSET MANAGEMENT INC
CIK 0001056559
$2M68K0.10%Q4 2025
12
Alessandra Capital Management, LLC
CIK 0002132506
$2M62K1.88%Q1 2026
13
Steward Partners Investment Advisory, LLC
CIK 0001723397
$2M54K0.01%Q1 2026
14
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$2M48K0.00%Q1 2026
15
BANK OF AMERICA CORP /DE/
CIK 0000070858
$2M45K0.00%Q1 2026
16
UBS Group AG
CIK 0001610520
$2M45K0.00%Q1 2026
17
Gilliland Jeter Wealth Management LLC
CIK 0002009886
$1M37K0.40%Q1 2026
18
AMERIPRISE FINANCIAL INC
CIK 0000820027
$1M34K0.00%Q1 2026
19
Chancellor Financial Group WB LP
CIK 0002059742
$1M31K0.79%Q1 2026
20
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CIK 0001034546
$1M30K0.08%Q1 2026
Page 1 of 5
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Insiders at HANCOCK JOHN FINL OPPTYS FD
Bacic William KHurtsellers ChristineWright Thomas RoweEllison Noni LGarfield DeanPruchansky Steven RRathke Frances GMcclellan Hassell H