AI Holders Summary · Q3 2026

99 institutions reported CDX in Q3 2026. SIGNATURE ESTATE & INVESTMENT ADVISORS LLC leads at 17.7% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

CIK 0001079935

$40M2.0M0.70%Q3 2026 02

ENVESTNET ASSET MANAGEMENT INC

CIK 0001407543

$35M1.7M0.01%Q2 2026 03

AE Wealth Management LLC

CIK 0001697723

$25M1.2M0.12%Q2 2026 04

Park Edge Advisors, LLC

CIK 0001965659

$16M772K3.43%Q2 2026 05

Altiora Financial Group, LLC

CIK 0001986156

$12M573K1.91%Q2 2026 06

Insight Wealth Strategies, LLC

CIK 0001749914

$11M567K1.13%Q3 2026 07

PRINCIPAL SECURITIES, INC.

CIK 0000012600

$9M432K0.11%Q2 2026 08

DRIVE WEALTH MANAGEMENT, LLC

CIK 0001952781

$8M375K1.41%Q2 2026 09

Orion Porfolio Solutions, LLC

CIK 0001360533

$8M373K0.06%Q2 2026 10

LPL Financial LLC

CIK 0001403438

$8M368K0.00%Q2 2026 11

FLAGSHIP HARBOR ADVISORS, LLC

CIK 0001691766

$7M318K0.26%Q2 2026 12

Meridian Wealth Management, LLC

CIK 0001697300

$7M315K0.20%Q2 2026 13

Soltis Investment Advisors LLC

CIK 0001802530

$6M273K0.32%Q2 2026 14

Envestnet Portfolio Solutions, Inc.

CIK 0001998033

$6M267K0.03%Q2 2026 15

WCG Wealth Advisors LLC

CIK 0001855713

$5M257K0.13%Q2 2026 16

OSAIC HOLDINGS, INC.

CIK 0001677044

$5M250K0.01%Q2 2026 17

SlateStone Wealth, LLC

CIK 0001764049

$5M233K0.41%Q1 2026 18

ADAPT WEALTH ADVISORS, LLC

CIK 0002013937

$4M201K1.39%Q2 2026 19

Focus Partners Wealth

CIK 0001542153

$4M200K0.00%Q2 2026 20

Security National Bank

CIK 0001719739

$4M173K0.44%Q2 2026

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