DOSSIER · 13F Holders · Q1 2026
CLOC

AAM CRESCENT CLO ETF

6 institutions still hold AAM CRESCENT CLO ETF as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 268961844·6 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$57M
visible holders
Holders
6
filers reporting
Concentration
86.66%
SUN LIFE FINANCIAL INC #1
top holder share
AI Holders Summary · Q1 2026

6 institutions reported CLOC in Q1 2026. SUN LIFE FINANCIAL INC leads at 86.7% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
SUN LIFE FINANCIAL INC
CIK 0001097362
$50M2.0M2.82%Q1 2026
02
ROYAL BANK OF CANADA
CIK 0001000275
$4M154K0.00%Q2 2026
03
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$1M50K0.00%Q1 2026
04
MORGAN STANLEY
CIK 0000895421
$1M50K0.00%Q2 2026
05
LPL Financial LLC
CIK 0001403438
$853K34K0.00%Q2 2026
06
Kestra Advisory Services, LLC
CIK 0001830819
$460K18K0.00%Q2 2026