AI Holders Summary · Q1 2026

67 institutions reported CPZ in Q1 2026. SIT INVESTMENT ASSOCIATES INC leads at 18.5% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317

$13M979K0.27%Q1 2026 02

MORGAN STANLEY

CIK 0000895421

$11M833K0.00%Q2 2026 03

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$6M463K0.31%Q1 2026 04

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$5M385K0.00%Q2 2026 05

Penserra Capital Management LLC

CIK 0001593324

$5M342K0.05%Q1 2026 06

Saba Capital Management, L.P.

CIK 0001510281

$4M336K0.11%Q2 2026 07

LPL Financial LLC

CIK 0001403438

$4M310K0.00%Q2 2026 08

WELLS FARGO & COMPANY/MN

CIK 0000072971

$3M227K0.00%Q2 2026 09

OPPENHEIMER & CO INC

CIK 0000822581

$3M223K0.03%Q2 2026 10

Advisors Asset Management, Inc.

CIK 0001297376

$3M193K0.04%Q1 2026 11

Shaker Financial Services, LLC

CIK 0001511794

$2M184K0.75%Q2 2026 12

Atlas Wealth LLC

CIK 0001964106

$2M147K0.27%Q2 2026 13

Closed-End Fund Advisors, Inc.

CIK 0002103520

$2M143K1.83%Q2 2026 14

UBS Group AG

CIK 0001610520

$2M132K0.00%Q2 2026 15

OSAIC HOLDINGS, INC.

CIK 0001677044

$1M112K0.00%Q2 2026 16

TrueMark Investments, LLC

CIK 0001974457

$1M91K0.15%Q2 2026 17

Janney Montgomery Scott LLC

CIK 0001329948

$1M84K0.00%Q1 2026 18

STEPHENS INC /AR/

CIK 0000757657

$1M85K0.01%Q2 2026 19

Atria Wealth Solutions, Inc.

CIK 0001927543

$1M67K0.02%Q2 2025 20

STIFEL FINANCIAL CORP

CIK 0000720672

$1M77K0.00%Q2 2026

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