DOSSIER · 13F Holders · Q1 2026Mega-capCrowded

CSHI

NEOS ETF TRUST NEOS ENHANCED I

120 institutions still hold NEOS ETF TRUST NEOS ENHANCED I as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433h501·120 13F holders·last filed Mar 31, 2026

Market cap

—

▼ 1.3%

vs prior quarter

13F value held

$269M

51.0% inst. owned

of float

Holders

120

-62 QoQ

filers reporting

Activity

+88 / −43

+1,001 added · −755 reduced

this quarter

Concentration

12.78%

Richard P Slaughter Associates Inc #1

top holder share

AI Holders Summary · Q1 2026

120 institutions reported CSHI in Q1 2026. Richard P Slaughter Associates Inc leads at 12.8% of the visible book. -62 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Richard P Slaughter Associates Inc

$34M691K7.43%Q1 2026 02

Gradient Investments LLC

$25M510K0.39%Q1 2026 03

LPL Financial LLC

$21M418K0.01%Q1 2026 04

COMMONWEALTH EQUITY SERVICES, LLC

$20M394K0.03%Q1 2026 05

Arkadios Wealth Advisors

$17M344K0.28%Q1 2026 06

ATTICUS WEALTH MANAGEMENT, LLC

$17M337K4.54%Q1 2026 07

Retirement Planning Group, LLC

$14M288K0.44%Q1 2026 08

Owen LaRue, LLC

$14M280K5.35%Q1 2026 09

MADDEN SECURITIES Corp

$13M260K3.89%Q1 2026 10

New England Private Wealth Advisors LLC

$12M240K1.38%Q1 2026 11

Stratos Wealth Partners, LTD.

$9M185K0.10%Q1 2026 12

Able Wealth Management LLC

$9M179K2.39%Q1 2026 13

$9M177K6.59%Q1 2026 14

Grantvest Financial Group LLC

$9M176K5.67%Q1 2026 15

Summit Financial, LLC

$9M174K0.11%Q1 2026 16

Compound Planning, Inc.

$9M172K0.26%Q1 2026 17

$8M161K0.00%Q1 2026 18

MML INVESTORS SERVICES, LLC

$7M148K0.02%Q1 2026 19

Integrated Wealth Concepts LLC

$7M139K0.06%Q1 2026 20

INDEPENDENT FINANCIAL GROUP, LLC

$7M133K0.15%Q1 2026

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