DOSSIER · 13F Holders · Q1 2026
DIAX

NUVEEN DOW 30 DYNMC OVERWRT

16 institutions still hold NUVEEN DOW 30 DYNMC OVERWRT as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 67075F105·16 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$16M
visible holders
Holders
16
filers reporting
Concentration
61.70%
Stolper Co #1
top holder share
AI Holders Summary · Q1 2026

16 institutions reported DIAX in Q1 2026. Stolper Co leads at 61.7% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Stolper Co
CIK 0001808195
$10M15K2.85%Q1 2026
02
AQR Arbitrage LLC
CIK 0001167456
$3M204K0.07%Q4 2025
03
Ionic Capital Management LLC
CIK 0001386462
$1M72K0.14%Q4 2025
04
Formidable Asset Management, LLC
CIK 0001592613
$570K37K0.09%Q1 2026
05
Wela Strategies, Inc.
CIK 0001644329
$505K34K0.19%Q3 2025
06
SCHNIEDERS CAPITAL MANAGEMENT LLC
CIK 0001603937
$463K32K0.08%Q2 2025
07
Sheaff Brock Investment Advisors, LLC
CIK 0001666789
$195K13K0.02%Q1 2025
08
Global Retirement Partners, LLC
CIK 0001749744
$125K8K0.00%Q4 2025
09
COMERICA BANK
CIK 0000901541
$67K4K0.00%Q4 2025
10
PRIVATE TRUST CO NA
CIK 0001277557
$45K3K0.00%Q1 2026
11
ASSETMARK, INC
CIK 0001344551
$14K9440.00%Q4 2025
12
PNC FINANCIAL SERVICES GROUP, INC.
CIK 0000713676
$11K7500.00%Q4 2025
13
GPS Wealth Strategies Group, LLC
CIK 0001731837
$9K5610.01%Q4 2025
14
Iron Horse Wealth Management, LLC
CIK 0001836270
$4K3110.00%Q2 2025
15
SageView Advisory Group, LLC
CIK 0001914558
$6240.00%Q4 2025
16
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025
Insiders at NUVEEN DOW 30 DYNMC OVERWRT
Zimmerman Gifford RNuveen Fund Advisors, Llc