DOSSIER · 13F Holders · Q3 2026
DIVS

GUINNESS ATKINSON FDS

22 institutions still hold GUINNESS ATKINSON FDS as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 402031835·22 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$13M
visible holders
Holders
22
filers reporting
Concentration
23.41%
OSAIC HOLDINGS, INC. #1
top holder share
AI Holders Summary · Q3 2026

22 institutions reported DIVS in Q3 2026. OSAIC HOLDINGS, INC. leads at 23.4% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
OSAIC HOLDINGS, INC.
CIK 0001677044
$3M95K0.00%Q3 2026
02
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$2M53K0.00%Q3 2026
03
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$1M45K0.00%Q2 2026
04
FLOW TRADERS U.S. LLC
CIK 0001466697· Market maker
$1M40K0.04%Q1 2026
05
CHB Investment Group, LLC
CIK 0001933274
$1M36K0.57%Q2 2025
06
LPL Financial LLC
CIK 0001403438
$780K24K0.00%Q3 2026
07
ROYAL BANK OF CANADA
CIK 0001000275
$762K23K0.00%Q2 2026
08
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$641K19K0.00%Q3 2026
09
Lakeside Advisors, INC.
CIK 0001913467
$555K17K0.32%Q3 2026
10
Atria Wealth Solutions, Inc.
CIK 0001927543
$546K18K0.01%Q2 2025
11
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$371K11K0.00%Q3 2026
12
LaSalle St. Investment Advisors, LLC
CIK 0001966193
$272K8K0.03%Q2 2026
13
J.W. COLE ADVISORS, INC.
CIK 0001404763
$265K8K0.00%Q3 2026
14
Post Resch Tallon Group Inc.
CIK 0002054476
$210K6K0.14%Q3 2026
15
Planning Strategies Inc.
CIK 0002139665
$86K3K0.05%Q3 2026
16
Archer Investment Corp
CIK 0001803804
$77K2K0.01%Q3 2026
17
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$61K2K0.00%Q3 2026
18
UBS Group AG
CIK 0001610520
$32K9670.00%Q3 2026
19
FIFTH THIRD BANCORP
CIK 0000035527
$23K7040.00%Q3 2026
20
Blue Trust, Inc.
CIK 0001856022
$5K1660.00%Q3 2026
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