DOSSIER · 13F Holders · Q2 2026
DUKQ

NORTHERN LIGHTS FD TR

7 institutions still hold NORTHERN LIGHTS FD TR as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 66538J332·7 13F holders·last filed Jun 30, 2026
Market cap
13F value held
$11M
visible holders
Holders
7
filers reporting
Concentration
65.20%
Sigma Planning Corp #1
top holder share
AI Holders Summary · Q2 2026

7 institutions reported DUKQ in Q2 2026. Sigma Planning Corp leads at 65.2% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Sigma Planning Corp
CIK 0001449126
$7M221K0.18%Q2 2026
02
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$2M71K0.00%Q1 2026
03
Orion Portfolio Solutions, LLC
CIK 0001802647
$1M47K0.01%Q1 2025
04
MML INVESTORS SERVICES, LLC
CIK 0000701059
$609K19K0.00%Q2 2026
05
OSAIC HOLDINGS, INC.
CIK 0001677044
$5K1500.00%Q2 2026
06
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$3K990.00%Q2 2026
07
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025