DOSSIER · 13F Holders · Q1 2026
DXF

DUNXIN FINANCIAL HOLD ADR

4 institutions still hold DUNXIN FINANCIAL HOLD ADR as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 26605Q304·4 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$24K
visible holders
Holders
4
filers reporting
Concentration
49.44%
Independent Advisor Alliance #1
top holder share
AI Holders Summary · Q1 2026

4 institutions reported DXF in Q1 2026. Independent Advisor Alliance leads at 49.4% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Independent Advisor Alliance
CIK 0001696899
$12K15K0.00%Q1 2026
02
XTX Topco Ltd
CIK 0001828301
$10K12K0.00%Q1 2026
03
UBS Group AG
CIK 0001610520
$2K3K0.00%Q1 2026
04
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025