13F Insight
DOSSIER · 13F Holders · Q1 2026
EMKT

LAZARD ACTIVE ETF TR

24 institutions still hold LAZARD ACTIVE ETF TR as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 52110K301·24 13F holders·last filed Mar 31, 2026
Market cap
—
13F value held
$85M
visible holders
Holders
24
filers reporting
Concentration
74.31%
MORGAN STANLEY #1
top holder share
AI Holders Summary · Q1 2026

Lazard Active ETF (EMKT) recorded $81.2M in institutional AUM across 20 holders as of Q1 2026. Morgan Stanley anchors at $63.1M (78% of book), with Raymond James at $5.5M and Captrust at $4.1M. Both MS and RJ added during Q1, reflecting a distributor-coordinated build typical of ETFs in ramp phase.

MS and RJ are both top-5 RIA distributors — their simultaneous add likely reflects ETF-distribution coordination, not independent directional conviction.

Watch: (1) MS reduction phase signals end of distribution ramp, (2) independent third-party holder entry is the real test of genuine institutional demand, (3) OSAIC sold in Q1 — note which large RIAs rotate out.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q1 2026. Methodology

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MORGAN STANLEY
CIK 0000895421
$63M2.4M0.00%Q1 202602
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$5M212K0.00%Q1 202603
CAPTRUST FINANCIAL ADVISORS
CIK 0001512024
$4M158K0.01%Q1 202604
Waverly Advisors, LLC
CIK 0001568787
$3M119K0.02%Q1 202605
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$2M97K0.00%Q1 202606
ASSETMARK, INC
CIK 0001344551
$2M61K0.00%Q2 202607
CITADEL ADVISORS LLC
CIK 0001423053
$1M58K0.00%Q4 202508
OLD MISSION CAPITAL LLC
CIK 0001455915
$1M46K0.02%Q1 202609
LPL Financial LLC
CIK 0001403438
$1M39K0.00%Q1 202610
FIFTH THIRD BANCORP
CIK 0000035527
$248K10K0.00%Q1 202611
COMERICA BANK
CIK 0000901541
$244K10K0.00%Q4 202512
WealthPlan Investment Management, LLC
CIK 0001929986
$215K7K0.01%Q2 202613
Rockefeller Capital Management L.P.
CIK 0001739439
$165K6K0.00%Q1 202614
OSAIC HOLDINGS, INC.
CIK 0001677044
$54K2K0.00%Q1 202615
Glass Jacobson Investment Advisors llc
CIK 0001964394
$53K2K0.02%Q2 202616
UBS Group AG
CIK 0001610520
$36K1K0.00%Q1 202617
CWM, LLC
CIK 0001535847
$30K1K0.00%Q1 202618
EASTERN BANK
CIK 0001126395
$24K7330.00%Q2 202619
FMR LLC
CIK 0000315066
$18K6890.00%Q1 202620
Advisory Services Network, LLC
CIK 0001573876
$10K4030.00%Q1 2026
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