13F Insight
DOSSIER · 13F Holders · Q2 2026
EMKT

LAZARD ACTIVE ETF TR

25 institutions still hold LAZARD ACTIVE ETF TR as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 52110K301·25 13F holders·last filed Jun 30, 2026
Market cap
—
13F value held
$112M
visible holders
Holders
25
filers reporting
Concentration
73.27%
MORGAN STANLEY #1
top holder share
AI Holders Summary · Q2 2026

Lazard Active ETF (EMKT) recorded $81.2M in institutional AUM across 20 holders as of Q1 2026. Morgan Stanley anchors at $63.1M (78% of book), with Raymond James at $5.5M and Captrust at $4.1M. Both MS and RJ added during Q1, reflecting a distributor-coordinated build typical of ETFs in ramp phase.

MS and RJ are both top-5 RIA distributors — their simultaneous add likely reflects ETF-distribution coordination, not independent directional conviction.

Watch: (1) MS reduction phase signals end of distribution ramp, (2) independent third-party holder entry is the real test of genuine institutional demand, (3) OSAIC sold in Q1 — note which large RIAs rotate out.

Analysis generated by 13F Insight from SEC Form 13F filing data · Q2 2026. Methodology

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MORGAN STANLEY
CIK 0000895421
$82M2.5M0.00%Q2 202602
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$7M216K0.00%Q2 202603
CAPTRUST FINANCIAL ADVISORS
CIK 0001512024
$5M154K0.01%Q2 202604
Waverly Advisors, LLC
CIK 0001568787
$4M118K0.02%Q2 202605
STIFEL FINANCIAL CORP
CIK 0000720672
$3M81K0.00%Q2 202606
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$2M71K0.00%Q2 202607
GUARDIAN WEALTH ADVISORS, LLC / NC
CIK 0001901403
$2M63K0.11%Q2 202608
Aptus Capital Advisors, LLC
CIK 0001664193
$2M63K0.01%Q2 202609
ASSETMARK, INC
CIK 0001344551
$2M59K0.00%Q3 202610
LPL Financial LLC
CIK 0001403438
$825K26K0.00%Q2 202611
OLD MISSION CAPITAL LLC
CIK 0001455915
$709K22K0.01%Q2 202612
CITADEL ADVISORS LLC
CIK 0001423053
$653K20K0.00%Q2 202613
FIFTH THIRD BANCORP
CIK 0000035527
$273K8K0.00%Q2 202614
COMERICA BANK
CIK 0000901541
$244K10K0.00%Q4 202515
WealthPlan Investment Management, LLC
CIK 0001929986
$209K7K0.01%Q3 202616
Rockefeller Capital Management L.P.
CIK 0001739439
$206K6K0.00%Q2 202617
OSAIC HOLDINGS, INC.
CIK 0001677044
$99K3K0.00%Q2 202618
Glass Jacobson Investment Advisors llc
CIK 0001964394
$51K2K0.02%Q3 202619
FMR LLC
CIK 0000315066
$41K1K0.00%Q2 202620
CWM, LLC
CIK 0001535847
$30K1K0.00%Q1 2026
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