AI Holders Summary · Q1 2026

70 institutions reported EOD in Q1 2026. Advisors Asset Management, Inc. leads at 18.0% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Advisors Asset Management, Inc.

CIK 0001297376

$14M2.5M0.24%Q1 2026 02

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$10M1.6M0.00%Q2 2026 03

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$10M1.5M0.06%Q2 2026 04

Karpus Management, Inc.

CIK 0001048703

$10M1.7M0.30%Q1 2026 05

Invesco Ltd.

CIK 0000914208

$5M812K0.00%Q2 2026 06

BANK OF AMERICA CORP /DE/

CIK 0000070858

$5M714K0.00%Q2 2026 07

LPL Financial LLC

CIK 0001403438

$4M608K0.00%Q2 2026 08

CAPSTONE INVESTMENT ADVISORS, LLC

CIK 0001426196

$3M485K0.01%Q2 2026 09

Paller Financial Services Inc

CIK 0002095931

$3M454K2.23%Q3 2026 10

Closed-End Fund Advisors, Inc.

CIK 0002103520

$2M350K2.23%Q2 2026 11

MORGAN STANLEY

CIK 0000895421

$2M334K0.00%Q2 2026 12

UBS Group AG

CIK 0001610520

$2M266K0.00%Q2 2026 13

Shaker Financial Services, LLC

CIK 0001511794

$2M256K0.55%Q3 2026 14

HARBOUR INVESTMENTS, INC.

CIK 0000810121

$2M240K0.02%Q2 2026 15

OSAIC HOLDINGS, INC.

CIK 0001677044

$1M216K0.00%Q2 2026 16

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

CIK 0001352860

$1M163K0.13%Q2 2026 17

Steward Partners Investment Advisory, LLC

CIK 0001723397

$980K150K0.01%Q2 2026 18

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317

$942K162K0.02%Q1 2026 19

NWF Advisory Services Inc.

CIK 0002045735

$917K143K0.09%Q3 2026 20

CreativeOne Wealth, LLC

CIK 0001739728

$800K123K0.02%Q2 2026

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