AI Holders Summary · Q1 2026

68 institutions reported EOD in Q1 2026. Advisors Asset Management, Inc. leads at 19.5% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Advisors Asset Management, Inc.

CIK 0001297376

$14M2.5M0.24%Q1 2026 02

Karpus Management, Inc.

CIK 0001048703

$10M1.7M0.30%Q1 2026 03

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$8M1.4M0.00%Q1 2026 04

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$6M1.1M0.05%Q1 2026 05

Invesco Ltd.

CIK 0000914208

$5M867K0.00%Q1 2026 06

BANK OF AMERICA CORP /DE/

CIK 0000070858

$4M746K0.00%Q1 2026 07

Pathstone Holdings, LLC

CIK 0002011612

$4M694K0.02%Q1 2026 08

LPL Financial LLC

CIK 0001403438

$3M575K0.00%Q1 2026 09

CAPSTONE INVESTMENT ADVISORS, LLC

CIK 0001426196

$3M489K0.01%Q1 2026 10

Paller Financial Services Inc

CIK 0002095931

$3M432K2.11%Q2 2026 11

Closed-End Fund Advisors, Inc.

CIK 0002103520

$2M353K2.10%Q1 2026 12

MORGAN STANLEY

CIK 0000895421

$2M328K0.00%Q1 2026 13

UBS Group AG

CIK 0001610520

$2M297K0.00%Q1 2026 14

HARBOUR INVESTMENTS, INC.

CIK 0000810121

$1M240K0.02%Q1 2026 15

OSAIC HOLDINGS, INC.

CIK 0001677044

$1M198K0.00%Q1 2026 16

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

CIK 0001352860

$985K169K0.14%Q1 2026 17

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317

$942K162K0.02%Q1 2026 18

NWF Advisory Services Inc.

CIK 0002045735

$846K145K0.10%Q1 2026 19

CreativeOne Wealth, LLC

CIK 0001739728

$714K123K0.02%Q1 2026 20

Steward Partners Investment Advisory, LLC

CIK 0001723397

$684K117K0.00%Q1 2026

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