13F Insight
DOSSIER · 13F Holders · Q1 2026Cheap mega-capRe-rated
ESN

NORTHERN LTS FD TR II ESSENTIAL 40

26 institutions still hold NORTHERN LTS FD TR II ESSENTIAL 40 as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 664925708·26 13F holders·last filed Mar 31, 2026
Market cap
—
▼ 8.4%
vs prior quarter
13F value held
$189M
48.0% inst. owned
of float
Holders
26
-34 QoQ
filers reporting
Activity
+22 / −56
+769 added · −710 reduced
this quarter
Concentration
30.42%
Sanctuary Advisors, LLC #1
top holder share
AI Holders Summary · Q1 2026

26 institutions reported ESN in Q1 2026. Sanctuary Advisors, LLC leads at 30.4% of the visible book. -34 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Sanctuary Advisors, LLC
CIK 0001777271
$58M3.3M0.31%Q1 202602
Legacy Financial Group LLC
CIK 0001834011
$33M1.9M4.18%Q1 202603
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$27M1.5M0.01%Q1 202604
UBS Group AG
CIK 0001610520
$17M957K0.00%Q1 202605
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$13M727K0.20%Q1 202606
Atria Investments, Inc
CIK 0001535865
$11M609K0.12%Q1 202607
KKM Financial LLC
CIK 0002001943
$10M593K1.81%Q4 202508
CWM, LLC
CIK 0001535847
$6M316K0.01%Q1 202609
Rockefeller Capital Management L.P.
CIK 0001739439
$3M190K0.01%Q1 202610
LPL Financial LLC
CIK 0001403438
$2M142K0.00%Q1 202611
BREAKTHRU ADVISORY SERVICES, LLC
CIK 0002055645
$2M141K3.95%Q1 202612
Bank of New York Mellon Corp
CIK 0001390777
$2M122K0.00%Q1 202613
Quantum Private Wealth, LLC
CIK 0001929662
$1M62K0.34%Q1 202614
Equitable Holdings, Inc.
CIK 0001333986
$1M62K0.01%Q1 202615
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$946,54054K0.00%Q1 202616
GTS SECURITIES LLC
CIK 0001452765· Market maker
$938,47154K0.03%Q1 202617
Savoie Capital LLC
CIK 0002001471
$805,71950K0.10%Q2 202518
Allworth Financial LP
CIK 0001555170
$477,39527K0.00%Q1 202619
Independent Advisor Alliance
CIK 0001696899
$288,16516K0.00%Q1 202620
Farther Finance Advisors, LLC
CIK 0001992825
$31,7692K0.00%Q1 2026
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