13F Insight
DOSSIER · 13F Holders · Q1 2026
ESN

NORTHERN LTS FD TR II ESSENTIAL 40

29 institutions still hold NORTHERN LTS FD TR II ESSENTIAL 40 as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 664925708·29 13F holders·last filed Mar 31, 2026
Market cap
—
13F value held
$193M
visible holders
Holders
29
filers reporting
Concentration
29.89%
Sanctuary Advisors, LLC #1
top holder share
AI Holders Summary · Q1 2026

29 institutions reported ESN in Q1 2026. Sanctuary Advisors, LLC leads at 29.9% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Sanctuary Advisors, LLC
CIK 0001777271
$58M3.3M0.31%Q1 202602
Legacy Financial Group LLC
CIK 0001834011
$33M1.9M4.18%Q1 202603
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$27M1.5M0.01%Q1 202604
UBS Group AG
CIK 0001610520
$17M957K0.00%Q1 202605
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$13M727K0.20%Q1 202606
Atria Investments, Inc
CIK 0001535865
$11M609K0.12%Q1 202607
KKM Financial LLC
CIK 0002001943
$10M593K1.81%Q4 202508
CWM, LLC
CIK 0001535847
$6M316K0.01%Q1 202609
Rockefeller Capital Management L.P.
CIK 0001739439
$3M190K0.01%Q1 202610
LPL Financial LLC
CIK 0001403438
$2M142K0.00%Q1 202611
BREAKTHRU ADVISORY SERVICES, LLC
CIK 0002055645
$2M118K7.89%Q2 202612
Bank of New York Mellon Corp
CIK 0001390777
$2M122K0.00%Q1 202613
Plus Group Wealth Advisors LLC
CIK 0002109515
$2M107K2.00%Q2 202614
Comprehensive Financial Consultants Institutional, Inc.
CIK 0001915714
$1M73K0.38%Q2 202615
Quantum Private Wealth, LLC
CIK 0001929662
$1M62K0.34%Q1 202616
Equitable Holdings, Inc.
CIK 0001333986
$1M62K0.01%Q1 202617
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$947K54K0.00%Q1 202618
GTS SECURITIES LLC
CIK 0001452765· Market maker
$938K54K0.03%Q1 202619
Savoie Capital LLC
CIK 0002001471
$806K50K0.10%Q2 202520
Janney Montgomery Scott LLC
CIK 0001329948
$678K39K0.00%Q1 2026
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