DOSSIER · 13F Holders · Q1 2026Defensive growthQuality
FCTE

SMI 3FOURTEEN FC TREND ETF

19 institutions still hold SMI 3FOURTEEN FC TREND ETF as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 26923n512·19 13F holders·last filed Mar 31, 2026
Market cap
2.0%
vs prior quarter
13F value held
$70M
68.0% inst. owned
of float
Holders
19
+60 QoQ
filers reporting
Activity
+99 / −85
+922 added · −858 reduced
this quarter
Concentration
82.90%
SMI Advisory Services, LLC #1
top holder share
AI Holders Summary · Q1 2026

19 institutions reported FCTE in Q1 2026. SMI Advisory Services, LLC leads at 82.9% of the visible book. +60 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
SMI Advisory Services, LLC
CIK 0001609008
$58M2.3M9.56%Q1 2026
02
THEORY FINANCIAL LLC
CIK 0001899158
$8M305K2.64%Q1 2026
03
VestGen Advisors, LLC
CIK 0002050130
$2M58K0.04%Q1 2026
04
IFP Advisors, Inc
CIK 0001641866
$1M56K0.03%Q1 2026
05
GTS SECURITIES LLC
CIK 0001452765· Market maker
$494,47320K0.02%Q1 2026
06
NCM Capital Management, LLC
CIK 0001907054
$409,12917K0.15%Q1 2026
07
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$226,5989K0.00%Q1 2026
08
Accurate Wealth Management, LLC
CIK 0001877728
$216,1808K0.03%Q1 2026
09
MORGAN STANLEY
CIK 0000895421
$58,2152K0.00%Q1 2026
10
JPMORGAN CHASE & CO
CIK 0000019617
$35,8191K0.00%Q1 2026
11
UBS Group AG
CIK 0001610520
$31,1531K0.00%Q1 2026
12
EVOLUTION WEALTH MANAGEMENT INC.
CIK 0002010029
$19,1267760.01%Q1 2026
13
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
CIK 0001141802
$12,4465050.00%Q1 2026
14
Principia Wealth Advisory, LLC
CIK 0002041436
$9,1633680.01%Q4 2025
15
Sound Income Strategies, LLC
CIK 0001730960
$5,0562020.00%Q1 2026
16
Financial Management Professionals, Inc.
CIK 0001568132
$4,9292000.00%Q1 2026
17
Qube Research & Technologies Ltd
CIK 0001729829
$3,5741450.00%Q1 2026
18
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$51521K0.00%Q1 2026
19
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025