DOSSIER · 13F Holders · Q2 2026
FPA

First Trust Asia ex-Japan AlphaDEX ETF $

28 institutions still hold First Trust Asia ex-Japan AlphaDEX ETF $ as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 33737J109·28 13F holders·last filed Jun 30, 2026
Market cap
13F value held
$107M
visible holders
Holders
28
filers reporting
Concentration
59.45%
FIRST TRUST ADVISORS LP #1
top holder share
AI Holders Summary · Q2 2026

28 institutions reported FPA in Q2 2026. FIRST TRUST ADVISORS LP leads at 59.5% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
FIRST TRUST ADVISORS LP
CIK 0001125816· Index
$63M1.2M0.04%Q2 2026
02
London & Capital Asset Management Ltd
CIK 0001767559
$14M270K0.13%Q2 2026
03
&PARTNERS
CIK 0000107136
$8M149K0.03%Q2 2026
04
Advisory Services Network, LLC
CIK 0001573876
$4M80K0.05%Q2 2026
05
LPL Financial LLC
CIK 0001403438
$3M50K0.00%Q2 2026
06
Rathbones Group PLC
CIK 0001351991
$2M46K0.01%Q2 2026
07
RPg Family Wealth Advisory, LLC
CIK 0001569884
$2M37K0.19%Q2 2026
08
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$1M24K0.00%Q2 2026
09
Dunhill Financial, LLC
CIK 0001948904
$1M23K0.25%Q2 2026
10
Farther Finance Advisors, LLC
CIK 0001992825
$1M21K0.01%Q2 2026
11
Risk Paradigm Group, LLC
CIK 0001569886
$955K18K0.75%Q2 2026
12
CITADEL ADVISORS LLC
CIK 0001423053
$843K16K0.00%Q2 2026
13
Transamerica Financial Advisors, LLC
CIK 0001502149
$781K15K0.07%Q2 2026
14
GeoWealth Management, LLC
CIK 0001593387
$737K14K0.02%Q2 2026
15
COTTONWOOD CAPITAL ADVISORS, LLC
CIK 0001903321
$713K13K0.43%Q2 2026
16
CIBC WORLD MARKET INC.
CIK 0001421224
$495K9K0.00%Q2 2026
17
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$454K8K0.00%Q2 2026
18
OSAIC HOLDINGS, INC.
CIK 0001677044
$361K7K0.00%Q2 2026
19
COMPASS FINANCIAL MANAGEMENT LLC
CIK 0002148724
$319K6K0.04%Q2 2026
20
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$250K5K0.00%Q2 2026
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