AI Holders Summary · Q1 2026

39 institutions reported HEQ in Q1 2026. Bulldog Investors, LLP leads at 16.7% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Bulldog Investors, LLP

CIK 0001504304

$6M558K1.36%Q1 2026 02

Pathstone Holdings, LLC

CIK 0002011612

$6M522K0.02%Q1 2026 03

Karpus Management, Inc.

CIK 0001048703

$6M519K0.18%Q1 2026 04

BANK OF AMERICA CORP /DE/

CIK 0000070858

$3M305K0.00%Q1 2026 05

COMMONWEALTH EQUITY SERVICES, LLC

CIK 0000312272

$2M154K0.00%Q1 2026 06

MORGAN STANLEY

CIK 0000895421

$2M148K0.00%Q1 2026 07

PRINCIPAL SECURITIES, INC.

CIK 0000012600

$2M147K0.02%Q1 2026 08

ENVESTNET ASSET MANAGEMENT INC

CIK 0001407543

$1M137K0.00%Q1 2026 09

1607 Capital Partners, LLC

CIK 0001436866

$1M134K0.10%Q1 2026 10

Invesco Ltd.

CIK 0000914208

$1M131K0.00%Q1 2026 11

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

CIK 0001352860

$1M109K0.17%Q1 2026 12

AMERIPRISE FINANCIAL INC

CIK 0000820027

$862K79K0.00%Q1 2026 13

AQR Arbitrage LLC

CIK 0001167456

$817K76K0.02%Q4 2025 14

WELLS FARGO & COMPANY/MN

CIK 0000072971

$738K68K0.00%Q1 2026 15

Kovack Advisors, Inc.

CIK 0001728321

$665K61K0.04%Q1 2026 16

ROYAL BANK OF CANADA

CIK 0001000275

$503K46K0.00%Q1 2026 17

LPL Financial LLC

CIK 0001403438

$466K43K0.00%Q1 2026 18

&PARTNERS

CIK 0000107136

$456K40K0.00%Q1 2026 19

Kestra Advisory Services, LLC

CIK 0001830819

$418K38K0.00%Q1 2026 20

SAX WEALTH ADVISORS, LLC

CIK 0001846150

$369K34K0.01%Q2 2026

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