DOSSIER · 13F Holders · Q1 2026Defensive growthQuality

HEQT

SIMPLIFY EXCHANGE TRADED FUN

91 institutions still hold SIMPLIFY EXCHANGE TRADED FUN as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 82889N764·91 13F holders·last filed Mar 31, 2026

Market cap

—

▲ 4.8%

vs prior quarter

13F value held

$163M

45.0% inst. owned

of float

Holders

91

+116 QoQ

filers reporting

Activity

+13 / −123

+1,046 added · −851 reduced

this quarter

Concentration

12.17%

CWM, LLC #1

top holder share

AI Holders Summary · Q1 2026

91 institutions reported HEQT in Q1 2026. CWM, LLC leads at 12.2% of the visible book. +116 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

$20M630K0.05%Q1 2026 02

LPL Financial LLC

$18M563K0.00%Q1 2026 03

Private Advisor Group, LLC

$17M537K0.08%Q1 2026 04

WealthPlan Investment Management, LLC

$12M372K0.65%Q1 2026 05

Leo Wealth, LLC

$11M334K0.76%Q1 2026 06

ARQ WEALTH ADVISORS, LLC

$10M302K1.72%Q1 2026 07

Orion Porfolio Solutions, LLC

$9M290K0.08%Q1 2026 08

Kovack Advisors, Inc.

$7M231K0.39%Q1 2026 09

WealthPLAN Partners, LLC

$7M227K1.38%Q1 2026 10

Rockefeller Capital Management L.P.

$7M224K0.01%Q1 2026 11

Independent Wealth Advisors LLC

$6M186K5.75%Q1 2026 12

TSG Advice Partners, LLC

$6M186K0.88%Q1 2026 13

HighTower Advisors, LLC

$6M180K0.01%Q1 2026 14

Meridian Wealth Management, LLC

$5M155K0.17%Q1 2026 15

Financial Enhancement Group LLC

$4M137K0.55%Q1 2026 16

OSAIC HOLDINGS, INC.

$4M141K0.01%Q1 2026 17

ENVESTNET ASSET MANAGEMENT INC

$4M135K0.00%Q1 2026 18

Peterson Wealth Advisors, LLC

$4M117K0.49%Q1 2026 19

OneDigital Investment Advisors LLC

$4M113K0.03%Q1 2026 20

MML INVESTORS SERVICES, LLC

$3M110K0.01%Q1 2026

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