13F Insight
DOSSIER · 13F Holders · Q1 2026
HERZ

HERZFELD CARIBBEAN BASIN FD COM

12 institutions still hold HERZFELD CARIBBEAN BASIN FD COM as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 42804T205·12 13F holders·last filed Mar 31, 2026
Market cap
—
13F value held
$18M
visible holders
Holders
12
filers reporting
Concentration
69.05%
Thomas J. Herzfeld Advisors, Inc. #1
top holder share
AI Holders Summary · Q1 2026

12 institutions reported HERZ in Q1 2026. Thomas J. Herzfeld Advisors, Inc. leads at 69.1% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Thomas J. Herzfeld Advisors, Inc.
CIK 0001509510
$13M807K4.25%Q1 202602
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$4M251K0.00%Q1 202603
CSS LLC/IL
CIK 0001103646
$741K48K0.04%Q1 202604
CHOREO, LLC
CIK 0001679031
$709K46K0.01%Q1 202605
OSAIC HOLDINGS, INC.
CIK 0001677044
$68K4K0.00%Q1 202606
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
CIK 0001352860
$67K4K0.01%Q1 202607
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
CIK 0001818604
$66K4K0.00%Q2 202608
MORGAN STANLEY
CIK 0000895421
$41K3K0.00%Q1 202609
Rockefeller Capital Management L.P.
CIK 0001739439
$17K1K0.00%Q1 202610
ROYAL BANK OF CANADA
CIK 0001000275
$8K5100.00%Q1 202611
JPMORGAN CHASE & CO
CIK 0000019617
$822520.00%Q1 202612
CoreCap Advisors, LLC
CIK 0001902501
$464270.00%Q2 2026
Insiders at HERZFELD CARIBBEAN BASIN FD COM
Paylor Ryan M →Herzfeld Thomas J →Herzfeld Brigitta Suzanne →Herzfeld Erik Mervin →