DOSSIER · 13F Holders · Q2 2026
HERZ

HERZFELD CARIBBEAN BASIN FD COM

13 institutions still hold HERZFELD CARIBBEAN BASIN FD COM as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 42804T205·13 13F holders·last filed Jun 30, 2026
Market cap
13F value held
$21M
visible holders
Holders
13
filers reporting
Concentration
67.68%
Thomas J. Herzfeld Advisors, Inc. #1
top holder share
AI Holders Summary · Q2 2026

13 institutions reported HERZ in Q2 2026. Thomas J. Herzfeld Advisors, Inc. leads at 67.7% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Thomas J. Herzfeld Advisors, Inc.
CIK 0001509510
$14M818K4.32%Q2 2026
02
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$5M269K0.00%Q2 2026
03
CHOREO, LLC
CIK 0001679031
$808K47K0.01%Q2 2026
04
CSS LLC/IL
CIK 0001103646
$653K38K0.03%Q2 2026
05
Private Advisor Group, LLC
CIK 0001567755
$353K21K0.00%Q2 2026
06
OSAIC HOLDINGS, INC.
CIK 0001677044
$82K5K0.00%Q2 2026
07
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
CIK 0001818604
$66K4K0.00%Q2 2026
08
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
CIK 0001352860
$52K3K0.01%Q2 2026
09
MORGAN STANLEY
CIK 0000895421
$45K3K0.00%Q2 2026
10
Rockefeller Capital Management L.P.
CIK 0001739439
$19K1K0.00%Q2 2026
11
ROYAL BANK OF CANADA
CIK 0001000275
$9K5340.00%Q2 2026
12
JPMORGAN CHASE & CO
CIK 0000019617
$1K610.00%Q2 2026
13
CoreCap Advisors, LLC
CIK 0001902501
$464270.00%Q2 2026
Insiders at HERZFELD CARIBBEAN BASIN FD COM
Paylor Ryan MHerzfeld Thomas JHerzfeld Brigitta SuzanneHerzfeld Erik Mervin