DOSSIER · 13F Holders · Q1 2026Cheap mega-capRe-rated

HFRO

HIGHLAND OPPS & INCOME FD

96 institutions still hold HIGHLAND OPPS & INCOME FD as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 43010E404·96 13F holders·last filed Mar 31, 2026

Market cap

—

▼ 7.9%

vs prior quarter

13F value held

$151M

79.0% inst. owned

of float

Holders

96

-110 QoQ

filers reporting

Activity

+66 / −52

+937 added · −872 reduced

this quarter

Concentration

19.44%

Saba Capital Management, L.P. #1

top holder share

AI Holders Summary · Q1 2026

96 institutions reported HFRO in Q1 2026. Saba Capital Management, L.P. leads at 19.4% of the visible book. -110 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Saba Capital Management, L.P.

$29M5.1M0.81%Q1 2026 02

NEXPOINT ASSET MANAGEMENT, L.P.

$24M4.1M1.58%Q1 2026 03

RAYMOND JAMES FINANCIAL INC

$22M3.9M0.01%Q1 2026 04

Thomas J. Herzfeld Advisors, Inc.

$16M2.7M5.27%Q1 2026 05

$15M2.5M0.00%Q1 2026 06

ENVESTNET ASSET MANAGEMENT INC

$12M2.1M0.00%Q1 2026 07

$8M1.4M0.00%Q1 2026 08

Geneos Wealth Management Inc.

$4M673K0.09%Q1 2026 09

ROYAL BANK OF CANADA

$4M631K0.00%Q1 2026 10

LPL Financial LLC

$4M623K0.00%Q1 2026 11

Matisse Capital

$4M617K1.50%Q1 2026 12

Camelot Portfolios, LLC

$2M317K1.34%Q1 2026 13

Altium Capital Management LLC

$2M277K3.77%Q1 2026 14

Closed-End Fund Advisors, Inc.

$1M235K1.37%Q1 2026 15

$1M218K0.02%Q1 2026 16

Marex Group plc

$1M205K0.01%Q1 2026 17

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$1M181K0.07%Q1 2026 18

NewEdge Advisors, LLC

$949,676166K0.00%Q1 2026 19

Concorde Asset Management, LLC

$948,945166K0.47%Q1 2026 20

Arlington Capital Management, Inc.

$881,087154K0.50%Q1 2026

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