13F Insight
DOSSIER · 13F Holders · Q1 2026High-convictionMulti-bagger
HFSI

HARTFORD FDS EXCHANGE TRADED

70 institutions still hold HARTFORD FDS EXCHANGE TRADED as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 41653L875·70 13F holders·last filed Mar 31, 2026
Market cap
—
▼ 1.6%
vs prior quarter
13F value held
$527M
79.0% inst. owned
of float
Holders
70
-130 QoQ
filers reporting
Activity
+64 / −14
+893 added · −766 reduced
this quarter
Concentration
16.78%
New England Capital Financial Advisors LLC #1
top holder share
AI Holders Summary · Q1 2026

70 institutions reported HFSI in Q1 2026. New England Capital Financial Advisors LLC leads at 16.8% of the visible book. -130 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
New England Capital Financial Advisors LLC
CIK 0001964652
$88M2.5M24.19%Q1 202602
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
CIK 0001141802
$74M2.1M0.05%Q1 202603
Hartford Funds Management Co LLC
CIK 0001546587
$53M1.5M4.63%Q1 202604
BANK OF AMERICA CORP /DE/
CIK 0000070858
$42M1.2M0.00%Q1 202605
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$41M1.2M0.01%Q1 202606
BENJAMIN EDWARDS INC
CIK 0001451623
$34M971K0.34%Q1 202607
Retirement Management Systems Inc.
CIK 0002110516
$25M723K6.05%Q1 202608
Modern Wealth Management, LLC
CIK 0002001900
$25M706K0.42%Q1 202609
Bleakley Financial Group, LLC
CIK 0001936953
$21M613K0.33%Q1 202610
NFP Retirement, Inc.
CIK 0002040084
$21M601K1.25%Q1 202611
OSAIC HOLDINGS, INC.
CIK 0001677044
$16M462K0.02%Q1 202612
Centric Wealth Management
CIK 0001752761
$14M412K2.88%Q1 202613
ROYAL BANK OF CANADA
CIK 0001000275
$13M386K0.00%Q1 202614
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$12M344K0.00%Q1 202615
Live Oak Investment Partners
CIK 0001822262
$9M256K5.24%Q1 202616
STIFEL FINANCIAL CORP
CIK 0000720672
$8M240K0.01%Q1 202617
Mutual Advisors, LLC
CIK 0001694080
$8M223K0.17%Q1 202618
CITIZENS FINANCIAL GROUP INC/RI
CIK 0000759944
$8M216K0.10%Q1 202619
MGO ONE SEVEN LLC
CIK 0001731444
$7M211K0.15%Q1 202620
WNY Asset Management, LLC
CIK 0001803296
$6M180K0.65%Q1 2026
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