DOSSIER · 13F Holders · Q1 2026
HFSI

HARTFORD FDS EXCHANGE TRADED

71 institutions still hold HARTFORD FDS EXCHANGE TRADED as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 41653L875·71 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$531M
visible holders
Holders
71
filers reporting
Concentration
16.64%
New England Capital Financial Advisors LLC #1
top holder share
AI Holders Summary · Q1 2026

71 institutions reported HFSI in Q1 2026. New England Capital Financial Advisors LLC leads at 16.6% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
New England Capital Financial Advisors LLC
CIK 0001964652
$88M2.5M24.19%Q1 2026
02
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
CIK 0001141802
$74M2.1M0.05%Q1 2026
03
Hartford Funds Management Co LLC
CIK 0001546587
$53M1.5M4.63%Q1 2026
04
BANK OF AMERICA CORP /DE/
CIK 0000070858
$42M1.2M0.00%Q1 2026
05
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$41M1.2M0.01%Q1 2026
06
BENJAMIN EDWARDS INC
CIK 0001451623
$34M969K0.31%Q2 2026
07
Retirement Management Systems Inc.
CIK 0002110516
$29M833K5.99%Q2 2026
08
Modern Wealth Management, LLC
CIK 0002001900
$25M706K0.42%Q1 2026
09
Bleakley Financial Group, LLC
CIK 0001936953
$21M613K0.33%Q1 2026
10
NFP Retirement, Inc.
CIK 0002040084
$21M601K1.25%Q1 2026
11
OSAIC HOLDINGS, INC.
CIK 0001677044
$16M462K0.02%Q1 2026
12
Centric Wealth Management
CIK 0001752761
$14M412K2.88%Q1 2026
13
ROYAL BANK OF CANADA
CIK 0001000275
$13M386K0.00%Q1 2026
14
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$12M344K0.00%Q1 2026
15
Live Oak Investment Partners
CIK 0001822262
$9M256K5.24%Q1 2026
16
STIFEL FINANCIAL CORP
CIK 0000720672
$8M240K0.01%Q1 2026
17
Mutual Advisors, LLC
CIK 0001694080
$8M223K0.17%Q1 2026
18
CITIZENS FINANCIAL GROUP INC/RI
CIK 0000759944
$8M216K0.10%Q1 2026
19
MGO ONE SEVEN LLC
CIK 0001731444
$7M211K0.15%Q1 2026
20
WNY Asset Management, LLC
CIK 0001803296
$6M180K0.65%Q1 2026
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