DOSSIER · 13F Holders · Q1 2026
HGLB

HIGHLAND GLOBAL ALLOCATION F

42 institutions still hold HIGHLAND GLOBAL ALLOCATION F as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 43010T104·42 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$51M
visible holders
Holders
42
filers reporting
Concentration
36.73%
RAYMOND JAMES FINANCIAL INC #1
top holder share
AI Holders Summary · Q1 2026

42 institutions reported HGLB in Q1 2026. RAYMOND JAMES FINANCIAL INC leads at 36.7% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$19M2.4M0.01%Q1 2026
02
LPL Financial LLC
CIK 0001403438
$7M869K0.00%Q1 2026
03
MORGAN STANLEY
CIK 0000895421
$6M764K0.00%Q1 2026
04
Shaker Financial Services, LLC
CIK 0001511794
$4M520K1.23%Q2 2026
05
Matisse Capital
CIK 0001668256
$4M443K1.52%Q1 2026
06
OSAIC HOLDINGS, INC.
CIK 0001677044
$3M325K0.00%Q1 2026
07
NWF Advisory Services Inc.
CIK 0002045735
$2M264K0.24%Q1 2026
08
NewEdge Advisors, LLC
CIK 0001633516
$2M211K0.01%Q1 2026
09
Quantedge Capital Pte Ltd
CIK 0001561418
$2M189K0.83%Q1 2026
10
Sovereign Financial Group, Inc.
CIK 0001846175
$896K112K0.16%Q1 2026
11
UBS Group AG
CIK 0001610520
$592K74K0.00%Q1 2026
12
OPPENHEIMER & CO INC
CIK 0000822581
$470K51K0.01%Q4 2025
13
PNC FINANCIAL SERVICES GROUP, INC.
CIK 0000713676
$411K45K0.00%Q4 2025
14
Capital Investment Advisors, LLC
CIK 0001582732
$322K40K0.00%Q1 2026
15
Summit Financial, LLC
CIK 0001765536
$293K37K0.00%Q1 2026
16
WEDBUSH SECURITIES INC
CIK 0001142495
$234K29K0.01%Q1 2026
17
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$219K27K0.00%Q1 2026
18
Cetera Investment Advisers
CIK 0001666741
$199K25K0.00%Q1 2026
19
HB Wealth Management, LLC
CIK 0001911253
$191K24K0.00%Q1 2026
20
AQR CAPITAL MANAGEMENT LLC
CIK 0001167557
$191K24K0.00%Q1 2026
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Insiders at HIGHLAND GLOBAL ALLOCATION F
Powell EthanFroehlich Robert JMoore Donna S