AI Holders Summary · Q3 2026

370 institutions reported HTGC in Q3 2026. Sound Income Strategies, LLC leads at 11.0% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

Hide index funds / market makers / custodians(1 on this page)

#HolderValueShares% port.Quarter

Sound Income Strategies, LLC

CIK 0001730960

$63M3.8M2.79%Q3 2026 02

VAN ECK ASSOCIATES CORP

CIK 0000869178

$61M3.9M0.04%Q2 2026 03

CITADEL ADVISORS LLC

CIK 0001423053

$54M3.4M0.01%Q2 2026 04

UBS Group AG

CIK 0001610520

$42M2.6M0.01%Q2 2026 05

TWO SIGMA ADVISERS, LP

CIK 0001478735

$36M1.9M0.07%Q4 2025 06

TWO SIGMA INVESTMENTS, LP

CIK 0001179392

$36M2.3M0.03%Q2 2026 07

LPL Financial LLC

CIK 0001403438

$29M1.9M0.01%Q2 2026 08

MORGAN STANLEY

CIK 0000895421

$29M1.8M0.00%Q2 2026 09

Legal & General Group Plc

CIK 0000764068

$27M1.7M0.01%Q2 2026 10

Muzinich & Co., Inc.

CIK 0001618824

$24M1.5M8.12%Q3 2026 11

SUSQUEHANNA INTERNATIONAL GROUP, LLP

CIK 0001446194· Market maker

$23M1.4M0.00%Q2 2026 12

FRANKLIN RESOURCES INC

CIK 0000038777

$22M1.4M0.00%Q2 2026 13

TECTONIC ADVISORS LLC

CIK 0001859918

$19M1.1M0.86%Q3 2026 14

Union Bancaire Privee, UBP SA

CIK 0001716607

$16M6K0.18%Q2 2026 15

Sumitomo Mitsui Trust Group, Inc.

CIK 0001475365

$16M1.0M0.01%Q2 2026 16

D. E. Shaw & Co., Inc.

CIK 0001009207

$16M826K0.01%Q4 2025 17

BlackRock, Inc.

CIK 0002012383

$15M924K0.00%Q2 2026 18

Advisors Capital Management, LLC

CIK 0001345576

$15M920K0.15%Q2 2026 19

VOLORIDGE INVESTMENT MANAGEMENT, LLC

CIK 0001556921

$13M708K0.05%Q4 2025 20

JPMORGAN CHASE & CO

CIK 0000019617

$13M838K0.00%Q2 2026

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