13F Insight
DOSSIER · 13F Holders · Q1 2026Financial Services · Asset ManagementDefensive growthQuality
HTGC

HERCULES CAPITAL INC

385 institutions still hold HERCULES CAPITAL INC as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 427096508·Asset Management·385 13F holders·last filed Mar 31, 2026
Market cap
—
▲ 5.8%
vs prior quarter
13F value held
$459M
73.0% inst. owned
of float
Holders
385
-89 QoQ
filers reporting
Activity
+24 / −76
+803 added · −742 reduced
this quarter
Concentration
10.73%
Sound Income Strategies, LLC #1
top holder share
AI Holders Summary · Q1 2026

385 institutions reported HTGC in Q1 2026. Sound Income Strategies, LLC leads at 10.7% of the visible book. -89 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Sound Income Strategies, LLC
CIK 0001730960
$49M3.4M2.38%Q1 202602
UBS Group AG
CIK 0001610520
$37M2.5M0.01%Q1 202603
TWO SIGMA ADVISERS, LP
CIK 0001478735
$36M1.9M0.07%Q4 202504
TWO SIGMA INVESTMENTS, LP
CIK 0001179392
$34M2.3M0.03%Q1 202605
Qube Research & Technologies Ltd
CIK 0001729829
$33M2.2M0.04%Q1 202606
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$29M2.0M0.00%Q1 202607
LPL Financial LLC
CIK 0001403438
$27M1.8M0.01%Q1 202608
Muzinich & Co., Inc.
CIK 0001618824
$25M1.3M7.90%Q4 202509
Legal & General Group Plc
CIK 0000764068
$22M1.5M0.01%Q1 202610
CITADEL ADVISORS LLC
CIK 0001423053
$22M1.1M0.00%Q4 202511
MORGAN STANLEY
CIK 0000895421
$19M1.3M0.00%Q1 202612
FRANKLIN RESOURCES INC
CIK 0000038777
$17M1.1M0.00%Q1 202613
D. E. Shaw & Co., Inc.
CIK 0001009207
$16M826K0.01%Q4 202514
Sumitomo Mitsui Trust Group, Inc.
CIK 0001475365
$15M1.0M0.01%Q1 202615
MILLENNIUM MANAGEMENT LLC
CIK 0001273087
$15M985K0.01%Q1 202616
VOLORIDGE INVESTMENT MANAGEMENT, LLC
CIK 0001556921
$13M708K0.05%Q4 202517
TECTONIC ADVISORS LLC
CIK 0001859918
$13M893K0.70%Q1 202618
Advisors Capital Management, LLC
CIK 0001345576
$13M856K0.15%Q1 202619
BlackRock, Inc.
CIK 0002012383
$13M855K0.00%Q1 202620
JPMORGAN CHASE & CO
CIK 0000019617
$12M879K0.00%Q1 2026
Page 1 of 20
365 more holders available. Log in →