DOSSIER · 13F Holders · Q1 2026Most-boughtAI cap-ex
HYFI

AB ACTIVE ETFS INC

60 institutions still hold AB ACTIVE ETFS INC as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 00039J608·60 13F holders·last filed Mar 31, 2026
Market cap
6.3%
vs prior quarter
13F value held
$268M
62.0% inst. owned
of float
Holders
60
+75 QoQ
filers reporting
Activity
+78 / −24
+1,004 added · −907 reduced
this quarter
Concentration
39.25%
LPL Financial LLC #1
top holder share
AI Holders Summary · Q1 2026

60 institutions reported HYFI in Q1 2026. LPL Financial LLC leads at 39.2% of the visible book. +75 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
LPL Financial LLC
CIK 0001403438
$105M2.8M0.03%Q1 2026
02
Wagner Wealth Management, LLC
CIK 0001728657
$25M661K4.96%Q1 2026
03
Arkadios Wealth Advisors
CIK 0001800798
$24M656K0.40%Q1 2026
04
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$22M591K0.01%Q1 2026
05
ASSETMARK, INC
CIK 0001344551
$17M446K0.03%Q4 2025
06
Bank of New York Mellon Corp
CIK 0001390777
$12M313K0.00%Q1 2026
07
ALLIANCEBERNSTEIN L.P.
CIK 0001109448
$11M296K0.00%Q1 2026
08
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$10M267K0.00%Q1 2026
09
Anderson Financial Strategies, LLC
CIK 0002018166
$9M244K5.00%Q1 2026
10
IHT Wealth Management, LLC
CIK 0001697490
$6M152K0.13%Q1 2026
11
Advisory Resource Group
CIK 0001764968
$5M131K0.84%Q1 2026
12
Stratos Wealth Partners, LTD.
CIK 0001612865
$5M130K0.05%Q1 2026
13
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CIK 0001632972
$4M117K0.01%Q1 2026
14
OSAIC HOLDINGS, INC.
CIK 0001677044
$3M88K0.00%Q1 2026
15
Western Wealth Management, LLC
CIK 0001767902
$3M69K0.09%Q1 2026
16
UBS Group AG
CIK 0001610520
$2M51K0.00%Q1 2026
17
Fjell Capital, LLC
CIK 0002053350
$2M49K1.41%Q1 2026
18
SageGuard Financial Group, LLC
CIK 0001861378
$1M39K0.22%Q1 2026
19
TRUIST FINANCIAL CORP
CIK 0000092230
$1M34K0.00%Q1 2026
20
Kingsview Wealth Management, LLC
CIK 0001791965
$1M32K0.02%Q1 2026
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