13F Insight
DOSSIER · 13F Holders · Q1 2026Defensive growthQuality
IG

PRINCIPAL EXCHANGE TRADED FD

26 institutions still hold PRINCIPAL EXCHANGE TRADED FD as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 74255Y821·26 13F holders·last filed Mar 31, 2026
Market cap
—
▲ 0.4%
vs prior quarter
13F value held
$239M
45.0% inst. owned
of float
Holders
26
-32 QoQ
filers reporting
Activity
+79 / −24
+822 added · −817 reduced
this quarter
Concentration
41.97%
PRINCIPAL SECURITIES, INC. #1
top holder share
AI Holders Summary · Q1 2026

26 institutions reported IG in Q1 2026. PRINCIPAL SECURITIES, INC. leads at 42.0% of the visible book. -32 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
PRINCIPAL SECURITIES, INC.
CIK 0000012600
$100M4.9M1.47%Q1 202602
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$98M4.7M0.03%Q1 202603
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$20M953K0.01%Q1 202604
LEGACY FINANCIAL INDEPENDENT ADVISORS LLC
CIK 0002131510
$5M239K2.57%Q1 202605
Insight Wealth Partners, LLC
CIK 0001627003
$5M227K0.66%Q1 202606
Western Wealth Management, LLC
CIK 0001767902
$3M134K0.10%Q1 202607
GOLDMAN SACHS GROUP INC
CIK 0000886982
$2M97K0.00%Q1 202608
Mariner, LLC
CIK 0001373442
$2M96K0.00%Q1 202609
ROYAL BANK OF CANADA
CIK 0001000275
$2M76K0.00%Q1 202610
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
$968,94747K0.00%Q1 202611
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$747,75136K0.00%Q1 202612
LPL Financial LLC
CIK 0001403438
$319,89916K0.00%Q1 202613
Callan Capital, LLC
CIK 0001542166
$243,12112K0.02%Q1 202514
AlphaCore Capital LLC
CIK 0001713662
$242,75612K0.01%Q1 202615
Gladstone Institutional Advisory LLC
CIK 0001766530
$200,54410K0.01%Q1 202616
Sound Income Strategies, LLC
CIK 0001730960
$50,2072K0.00%Q1 202617
Smartleaf Asset Management LLC
CIK 0002010393
$31,2232K0.00%Q1 202618
Global Retirement Partners, LLC
CIK 0001749744
$28,1871K0.00%Q4 202519
PRIVATE TRUST CO NA
CIK 0001277557
$20,6391K0.00%Q1 202620
IFP Advisors, Inc
CIK 0001641866
$5,0152430.00%Q1 2026
Page 1 of 2
6 more holders available. Log in →