DOSSIER · 13F Holders · Q3 2026
IQSU

NEW YORK LIFE INVESTMENTS ET

26 institutions still hold NEW YORK LIFE INVESTMENTS ET as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 45409B461·26 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$335M
visible holders
Holders
26
filers reporting
Concentration
91.89%
NEW YORK LIFE INVESTMENT MANAGEMENT LLC #1
top holder share
AI Holders Summary · Q3 2026

26 institutions reported IQSU in Q3 2026. NEW YORK LIFE INVESTMENT MANAGEMENT LLC leads at 91.9% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CIK 0001133639
$308M4.9M2.12%Q3 2026
02
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$10M162K0.00%Q2 2026
03
CAPTRUST FINANCIAL ADVISORS
CIK 0001512024
$3M52K0.00%Q3 2026
04
GOLDMAN SACHS GROUP INC
CIK 0000886982
$3M50K0.00%Q2 2026
05
BANK OF AMERICA CORP /DE/
CIK 0000070858
$2M36K0.00%Q2 2026
06
CITADEL ADVISORS LLC
CIK 0001423053
$1M22K0.00%Q2 2026
07
LPL Financial LLC
CIK 0001403438
$1M22K0.00%Q3 2026
08
Waterloo Capital, L.P.
CIK 0001730942
$1M18K0.06%Q2 2026
09
Paul R. Ried Financial Group, LLC
CIK 0002033053
$977K16K0.39%Q3 2026
10
TWO SIGMA INVESTMENTS, LP
CIK 0001179392
$501K8K0.00%Q2 2026
11
Private Advisor Group, LLC
CIK 0001567755
$465K7K0.00%Q3 2026
12
Palisades Hudson Asset Management, L.P.
CIK 0001388443
$326K5K0.12%Q3 2026
13
AMERIPRISE FINANCIAL INC
CIK 0000820027
$316K5K0.00%Q2 2026
14
Financial Gravity Companies, Inc.
CIK 0001377167
$274K4K0.04%Q2 2026
15
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$271K4K0.00%Q3 2026
16
Financial Gravity Asset Management, Inc.
CIK 0001741736
$271K4K0.04%Q3 2026
17
SEEDS INVESTOR LLC
CIK 0002021047
$242K4K0.02%Q3 2026
18
Rossby Financial, LCC
CIK 0002056510
$203K3K0.03%Q3 2026
19
JPMORGAN CHASE & CO
CIK 0000019617
$169K3K0.00%Q3 2026
20
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CIK 0001423442
$125K2K0.00%Q3 2026
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