13F Insight
DOSSIER · 13F Holders · Q1 2026BellwetherCompounder
IWMI

Neos Etf Tr/russell 2000 High In Et

86 institutions still hold Neos Etf Tr/russell 2000 High In Et as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433H634·86 13F holders·last filed Mar 31, 2026
Market cap
—
▼ 4.2%
vs prior quarter
13F value held
$99M
62.0% inst. owned
of float
Holders
86
+70 QoQ
filers reporting
Activity
+12 / −6
+865 added · −796 reduced
this quarter
Concentration
26.95%
LPL Financial LLC #1
top holder share
AI Holders Summary · Q1 2026

86 institutions reported IWMI in Q1 2026. LPL Financial LLC leads at 26.9% of the visible book. +70 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
LPL Financial LLC
CIK 0001403438
$27M564K0.01%Q1 202602
MADDEN SECURITIES Corp
CIK 0001803566
$12M263K3.75%Q1 202603
Gradient Investments LLC
CIK 0001542265
$8M164K0.12%Q1 202604
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$7M144K0.00%Q1 202605
Cascade Wealth Advisors, Inc
CIK 0002018936
$6M124K2.84%Q1 202606
Farther Finance Advisors, LLC
CIK 0001992825
$5M102K0.05%Q1 202607
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
CIK 0001989941
$4M93K0.74%Q1 202608
MML INVESTORS SERVICES, LLC
CIK 0000701059
$4M84K0.01%Q1 202609
STIFEL FINANCIAL CORP
CIK 0000720672
$3M63K0.00%Q1 202610
Palacios Wealth Management, LLC
CIK 0002053829
$3M58K1.87%Q1 202611
Rockefeller Capital Management L.P.
CIK 0001739439
$3M53K0.00%Q1 202612
ROYAL BANK OF CANADA
CIK 0001000275
$2M52K0.00%Q1 202613
Marshall & Sterling Wealth Advisors Inc.
CIK 0002056315
$2M49K1.51%Q1 202614
Independence Wealth Advisors, LLC
CIK 0002001765
$2M48K1.21%Q1 202615
Summit Financial, LLC
CIK 0001765536
$2M46K0.03%Q1 202616
Garden State Investment Advisory Services LLC
CIK 0001965351
$2M44K0.45%Q1 202617
Moran Wealth Management, LLC
CIK 0001965334
$2M32K0.05%Q1 202618
High Net Worth Advisory Group LLC
CIK 0001919142
$1M31K0.34%Q1 202619
Brookwood Investment Group LLC
CIK 0002066812
$1M30K0.18%Q1 202620
Capital Investment Advisory Services, LLC
CIK 0001659203
$1M30K0.10%Q1 2026
Page 1 of 5
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