DOSSIER · 13F Holders · Q1 2026Defensive growthQuality
KAT

ADVISORS SER TR SCHARF ETF

43 institutions still hold ADVISORS SER TR SCHARF ETF as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 00770X220·43 13F holders·last filed Mar 31, 2026
Market cap
9.7%
vs prior quarter
13F value held
$501M
60.0% inst. owned
of float
Holders
43
+99 QoQ
filers reporting
Activity
+43 / −20
+940 added · −854 reduced
this quarter
Concentration
48.74%
SCHARF INVESTMENTS, LLC #1
top holder share
AI Holders Summary · Q1 2026

43 institutions reported KAT in Q1 2026. SCHARF INVESTMENTS, LLC leads at 48.7% of the visible book. +99 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
SCHARF INVESTMENTS, LLC
CIK 0001463746
$244M4.6M7.53%Q1 2026
02
Focus Partners Wealth
CIK 0001542153
$146M2.7M0.17%Q4 2025
03
MORGAN STANLEY
CIK 0000895421
$56M1.0M0.00%Q1 2026
04
Intellectus Partners, LLC
CIK 0001677253
$12M216K2.36%Q1 2026
05
HighTower Advisors, LLC
CIK 0001462245
$9M176K0.01%Q1 2026
06
Quantinno Capital Management LP
CIK 0001759654
$4M83K0.01%Q1 2026
07
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
CIK 0001510434
$4M75K0.07%Q1 2026
08
Roehl & Yi Investment Advisors, LLC
CIK 0002097566
$4M74K1.48%Q1 2026
09
CITADEL ADVISORS LLC
CIK 0001423053
$3M62K0.00%Q4 2025
10
Corient Private Wealth LLC
CIK 0001948780
$3M53K0.00%Q1 2026
11
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$3M51K0.00%Q1 2026
12
Sanctuary Advisors, LLC
CIK 0001777271
$3M50K0.01%Q1 2026
13
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$2M46K0.00%Q1 2026
14
Ashton Thomas Private Wealth, LLC
CIK 0002019663
$2M38K0.05%Q1 2026
15
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$1M22K0.00%Q1 2026
16
MERCER GLOBAL ADVISORS INC /ADV
CIK 0000853758
$989,47718K0.00%Q1 2026
17
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CIK 0001632972
$863,70116K0.00%Q1 2026
18
LPL Financial LLC
CIK 0001403438
$840,47716K0.00%Q1 2026
19
ASHTON THOMAS SECURITIES, LLC
CIK 0000771572
$777,34215K0.10%Q1 2026
20
Summit Financial, LLC
CIK 0001765536
$476,1389K0.01%Q1 2026
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