DOSSIER · 13F Holders · Q3 2026
KOOL

SPINNAKER ETF SERIES

5 institutions still hold SPINNAKER ETF SERIES as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 84858T855·5 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$56M
visible holders
Holders
5
filers reporting
Concentration
99.54%
Split Rock Private Trading & Wealth Management, LLC #1
top holder share
AI Holders Summary · Q3 2026

5 institutions reported KOOL in Q3 2026. Split Rock Private Trading & Wealth Management, LLC leads at 99.5% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Split Rock Private Trading & Wealth Management, LLC
CIK 0002095884
$56M3.8M37.56%Q3 2026
02
GTS SECURITIES LLC
CIK 0001452765· Market maker
$230K16K0.00%Q2 2026
03
UBS Group AG
CIK 0001610520
$20K1K0.00%Q3 2026
04
Allworth Financial LP
CIK 0001555170
$5K3770.00%Q3 2026
05
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00—Q2 2025
Insiders at SPINNAKER ETF SERIES
Joseph Thomis →Westgate Mark →Medford Russell M →Cauble Jeffery →Xu Xiaochun →Xu James →Li Yishu →Liu Vivian H →